MIRABELLA FINANCIAL SERVICES LLP of LONDON is an SEC exempt reporting adviser (CRD 160328).
| Name | Role | Location |
|---|---|---|
| Rajvinder Kaur Somal | CHIEF EXECUTIVE OFFICER | — |
| BURKE DANIEL JAMES | CHIEF EXECUTIVE OFFICER AND COMPLIANCE OFFICER; MEMBER | — |
| VITTORIA JOSEPH HUGO | CEO; CHIEF EXECUTIVE OFFICER; OWNER OF MIRABELLA FUND SERVICES LIMITED (+1 more) | — |
| MOORE ALLEN JAMES | MEMBER | — |
| WEEKES RON GARETH | CHIEF EXECUTIVE OFFICER, CORPORATE MEMBER; DIRECTOR, CORPORATE MEMBER | — |
| VAN DER VAART HUBERTUS JAN | GROUP CHIEF EXECUTIVE OFFICER OF CORDIUM CONSULTING GROUP LTD; GROUP CHIEF EXECUTIVE OFFICER OF IMS CONSULTING GROUP LIMITED | — |
| INSLEY ANDREW DAVID PAUL | CHIEF FINANCIAL OFFICER AND DIRECTOR OF CORDIUM CONSULTING GROUP LTD; CHIEF FINANCIAL OFFICER AND DIRECTOR OF IMS CONSULTING GROUP LIMITED | — |
| PERNA ELISA | CHIEF RISK OFFICER | — |
| LEALE-GREEN ALAN | MEMBER | — |
| SOMAL RAJVINDER KAUR | CHIEF EXECUTIVE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2020-08-18 | regulatory | PURSUANT TO AN OFFER OF SETTLEMENT THAT MIRABELLA FINANCIAL SERVICES LLP ("MIRABELLA") PRESENTED AT A HEARING ON MARCH 16, 2021, IN WHICH MIRABELLA NEITHER ADMITTED NOR DENIED THE RULE VIOLATION UPON WHICH THE PENALTY IS BASED, A PANEL OF THE NYMEX BUSINESS CONDUCT COMMITTEE ("PANEL") FOUND THAT ON… | Final | $25K |