CAPGEN CAPITAL ADVISERS, LLC

CAPGEN CAPITAL ADVISERS, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 160387). Regulatory assets under management: $174.5M.

Registration

Officers, owners & control persons (7)

NameRoleLocation
LUDWIG EUGENE ALLANMANAGING PRINCIPAL, MANAGING MEMBER—
SULLIVAN MICHAEL PCHIEF FINANCIAL OFFICER AND MANAGING DIRECTOR; MANAGING DIRECTOR—
ROSE JOHN WILSONPRINCIPAL, MEMBER—
GOLDSTEIN ROBERT BERNARDPRINCIPAL, MEMBER—
CAUGHEY JOHN RICHARDCHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, VICE PRESIDENT—
MERLINO ROBERT JOSEPHCHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT; CHIEF COMPLIANCE OFFICER AND VICE PRESIDENT—
ROGERS CHARLES KEVINCHIEF FINANCIAL OFFICER AND SENIOR VICE PRESIDENT—

Private funds (4)

FundTypeFormedOwnersGross asset valueMin investment
CAPGEN CAPITAL GROUP VI LPPrivate Equity Fund—73$173.6M$500K
CAPGEN FINANCIAL GROUP LPPrivate Equity Fund—73$927K$500K
CAPGEN CAPITAL GROUP V LPPrivate Equity Fund—0—$500K
CAPGEN CAPITAL GROUP III LPPrivate Equity Fund—0—$500K

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