RATAN CAPITAL MANAGEMENT, LP of MIAMI, FL is an SEC-registered investment adviser (CRD 160440). Regulatory assets under management: $401.9M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Nehal Kamalapat Chopra | MANAGING MEMBER OF RATAN CAPITAL GROUP LLC; MANAGING PARTNER; SOLE SHAREHOLDER | — |
| Paritosh Nmn Gupta | CHIEF COMPLIANCE OFFICER | — |
| MOSKOWITZ LLOYD | CCO; CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICE | — |
| DEVINSKY SCOTT DENNIS | CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER | — |
| WONG KOK HOI NMN | CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER | — |
| SABATINI NICHOLAS DOMINICK | CCO | — |
| GUPTA PARITOSH NMN | CHIEF COMPLIANCE OFFICER | — |
| CHOPRA NEHAL KAMALAPAT | CCO; MANAGING MEMBER; MANAGING MEMBER OF RATAN CAPITAL GROUP LLC (+3 more) | — |
| YANKOVICH JOSEPH | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | — |
| SHEPARD GLENN | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | — |
| BROCATO CARMINE | CHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER; DIRECTOR OF OPERATIONS & CHIEF COMPLIANCE OFFICER | — |
| Rosenbaum Moshe Aaron | CONTROLLER AND CHIEF COMPLIANCE OFFICER | — |
| Paritosh (Nmn) Gupta | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2017-12-05 | regulatory | THE SEC ALLEGED THAT RATAN AND MS. CHOPRA WILLFULLY VIOLATED CERTAIN SECTIONS OF THE SECTIONS OF THE INVESTMENT ADVISERS ACT OF 1940, SPECIFICALLY VIOLATED SECTION 207 OF THE INVESTMENT ADVISERS ACT OF 1940 (THE "ADVISERS ACT"), AND SECTION 206(4) OF THE ADVISERS ACT AND RULE 206(4)-8 THEREUNDER.THE… | Final | $400K |
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| RATAN CAPITAL MASTER FUND, LTD. | Hedge Fund | Cayman Islands | 25 | $385.1M | $1.0M |
| ADI LONG SHORT EQUITY FUND LP | Hedge Fund | Delaware | 6 | $16.8M | $1.0M |