PALESTRA CAPITAL MANAGEMENT LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 160535). Regulatory assets under management: $5.4B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| David J Paul | CO-PRESIDENT, HEAD OF MARKETING/INVESTOR RELATIONS; PRESIDENT, HEAD OF MARKETING/INVESTOR RELATIONS | SANTA ROSA, CA |
| Kamand Kamangar Daniels | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | — |
| Andrew Jay Immerman | CO-FOUNDER; LIMITED PARTNER; MANAGING PARTNER | — |
| Jeremy Nathaniel Schiffman | CO-FOUNDER; LIMITED PARTNER; MANAGING PARTNER | — |
| Vickram Paul David | PRESIDENT, HEAD OF MARKETING/INVESTOR RELATIONS | — |
| Iosif Kharazishvili | CHIEF FINANCIAL OFFICER | — |
| Christopher Mclean | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | New York, NY |
| ROGERS JOHN ANTHONY | CHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER | — |
| ANGSTREICH DAVID ALAN | CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER; CO-PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER | — |
| DANIELS KAMAND KAMANGAR | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | — |
| IMMERMAN ANDREW JAY | CO-FOUNDER; LIMITED PARTNER; MANAGING PARTNER (+1 more) | — |
| SCHIFFMAN JEREMY NATHANIEL | CO-FOUNDER; LIMITED PARTNER; MANAGING PARTNER (+3 more) | — |
| IMMERMAN HARRY | TRUSTEE | — |
| IMMERMAN HARRY NMN | TRUSTEE | — |
| Resnick Gregory Jay | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | — |
| KHARAZISHVILI IOSIF | CHIEF FINANCIAL OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2017-01-26 | regulatory | ON JANUARY 26, 2017, PALESTRA VOLUNTARILY AGREED, WITHOUT ADMITTING OR DENYING ANY ALLEGATIONS, TO A SETTLEMENT WITH THE SEC RELATING TO RULE 105 OF REGULATION M UNDER THE SECURITIES EXCHANGE ACT OF 1934 ("RULE 105"). RULE 105 APPLIES IRRESPECTIVE OF ANY INTENT TO VIOLATE THE RULE. | Final | $80K |