STILWELL VALUE LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 160697). Regulatory assets under management: $278.7M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Ruben Antonio Tapia Vargas | CHIEF COMPLIANCE OFFICER | — |
| Esther Jo Borrack | GENERAL COUNSEL | — |
| Joseph David Stilwell | PRINCIPAL | — |
| Ravi Bipin Shah | CHIEF FINANCIAL OFFICER | — |
| Michael J Mcshea | CHIEF COMPLIANCE OFFICER | — |
| STILWELL JOSEPH DAVID | MANAGING MEMBER; PRINCIPAL | — |
| JIANG XIAO MING MIKA | CHIEF COMPLIANCE OFFICER | — |
| BERGMAN MICHELLE DUNCAN | CHIEF COMPLIANCE OFFICER | — |
| BORRACK ESTHER JO | GENERAL COUNSEL | — |
| LAMANGA MICHAEL | TRUSTEE | — |
| SCHNEIDER SPENCER | CHIEF COMPLIANCE OFFICER | — |
| MCSHEA MICHAEL J | CHIEF COMPLIANCE OFFICER | — |
| NIKPOUR NINA | CHIEF OPERATING OFFICER | — |
| WILINSKA KATARZYNA | CHIEF COMPLIANCE OFFICER | — |
| DAMON HALLIE | CHIEF COMPLIANCE OFFICER | — |
| Shah Ravi Bipin | CHIEF FINANCIAL OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2022-09-16 | regulatory | ALLEGED VIOLATIONS OF SECTIONS 13(D)(1) AND 13(D)(2) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED, AND RULES 13D-1 AND 13D-2 PROMULGATED THEREUNDER, FOR FAILING TO TIMELY FILE CERTAIN REPORTS ON SCHEDULE 13D AND SCHEDULE 13G | Final | $75K |
| 2013-10-23 | regulatory | THE SEC ALLEGED THAT THE ADVISER AND MR. STILWELL VIOLATED SECTIONS 206(2), 206(4), 206(7) AND 207 OF THE INVESTMENT ADVISERS ACT OF 1940, AS AMENDED AND RULES 206 (4)-7 AND 206 (4)-8 PROMULGATED THEREUNDER. | Final | $350K |