STILWELL VALUE LLC

STILWELL VALUE LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 160697). Regulatory assets under management: $278.7M. This firm reports disciplinary history on Form ADV.

Registration

Business model

Compensation: % of AUM, Performance.

Clients served: Investment cos.

Officers, owners & control persons (16)

NameRoleLocation
Ruben Antonio Tapia VargasCHIEF COMPLIANCE OFFICER
Esther Jo BorrackGENERAL COUNSEL
Joseph David StilwellPRINCIPAL
Ravi Bipin ShahCHIEF FINANCIAL OFFICER
Michael J McsheaCHIEF COMPLIANCE OFFICER
STILWELL JOSEPH DAVIDMANAGING MEMBER; PRINCIPAL
JIANG XIAO MING MIKACHIEF COMPLIANCE OFFICER
BERGMAN MICHELLE DUNCANCHIEF COMPLIANCE OFFICER
BORRACK ESTHER JOGENERAL COUNSEL
LAMANGA MICHAELTRUSTEE
SCHNEIDER SPENCERCHIEF COMPLIANCE OFFICER
MCSHEA MICHAEL JCHIEF COMPLIANCE OFFICER
NIKPOUR NINACHIEF OPERATING OFFICER
WILINSKA KATARZYNACHIEF COMPLIANCE OFFICER
DAMON HALLIECHIEF COMPLIANCE OFFICER
Shah Ravi BipinCHIEF FINANCIAL OFFICER

Disclosures (3)

InitiatedTypeAllegationsStatusAmount
2022-09-16regulatoryALLEGED VIOLATIONS OF SECTIONS 13(D)(1) AND 13(D)(2) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED, AND RULES 13D-1 AND 13D-2 PROMULGATED THEREUNDER, FOR FAILING TO TIMELY FILE CERTAIN REPORTS ON SCHEDULE 13D AND SCHEDULE 13GFinal$75K
2013-10-23regulatoryTHE SEC ALLEGED THAT THE ADVISER AND MR. STILWELL VIOLATED SECTIONS 206(2), 206(4), 206(7) AND 207 OF THE INVESTMENT ADVISERS ACT OF 1940, AS AMENDED AND RULES 206 (4)-7 AND 206 (4)-8 PROMULGATED THEREUNDER.Final$350K

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