KOHLBERG & CO., L.L.C.

KOHLBERG & CO., L.L.C. of MOUNT KISCO, NY is an SEC-registered investment adviser (CRD 160745). Regulatory assets under management: $17.1B.

Registration

Business model

Compensation: % of AUM, Other.

Clients served: Pooled vehicles, Investment cos.

Officers, owners & control persons (40)

Showing 25 of 40 people.

NameRoleLocation
BENJAMIN YUPARTNERMOUNT KISCO, NY
Christopher William AndersonPARTNERSausalito, CA
Gordon WoodwardCHIEF INVESTMENT OFFICERMount Kisco, NY
Shant Zaven MardirossianCHIEF OPERATING OFFICER
Seth HollanderPARTNERMount Kisco, NY
Benjamin Jauyi MaoPARTNER
Ahmed I WahlaPARTNER
Andrew Paul BonannoPARTNER
Samuel Philip FriederMANAGING PARTNER; MEMBER; PARTNER
Daniel Stewart GewanterGENERAL COUNSEL & CHIEF COMPLIANCE OFFICER
James Andrew KohlbergCHAIRMAN
Jean Elizabeth RobertsPARTNER
Joseph-Pierre RegentCHIEF FINANCIAL OFFICER
Eric Michael BilmesPARTNER, CREDIT & STRUCTURED EQUITY
Moira Ann O'ReillyCHIEF TECHNOLOGY OFFICER
Bartlett HarwoodPARTNER
John A ForreyPARTNER
Albert Edward ScheerPARTNER
ANDERSON WILLIAMPARTNER
GEWANTER DANIEL STEWARTGENERAL COUNSEL & CHIEF COMPLIANCE OFFICER
FRIEDER SAMUEL PHILIPMANAGING PARTNER; MANAGING PARTNER & (SOLE MEMBER TO KOHLBERG GP MANAGEMENT, L.L.C., THE GENERAL PARTNER TO KOHLBERG & CO., L.P.; MEMBER (+2 more)
KOHLBERG JAMES ANDREWCHAIRMAN; TRUSTEE
MARDIROSSIAN SHANT ZAVENCHIEF FINANCIAL OFFICER & CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER & CHIEF COMPLIANCE OFFICER
WOODWARD GORDONCHIEF INVESTMENT OFFICER
WILDSTEIN EVAN DONALDPARTNER

Disclosures (1)

InitiatedTypeAllegationsStatusAmount
2016-03-15regulatoryTHE INCIDENTS REFERRED TO IN THE SEC'S ORDER OCCURRED PRIOR TO MR. LAWLER BECOMING AN ADVISORY AFFILIATE OF THE REGISTRANT. IN 2012 MODUSLINK RESTATED MORE THAN 5 YEARS OF INCORRECT FINANCIAL STATEMENTS, WHICH REVERSED THE REVENUE AND NET INCOME THE COMPANY INCORRECTLY REPORTED DUE TO CERTAIN VENDOR…Final$121K

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