ROCKVIEW MANAGEMENT, LLC

ROCKVIEW MANAGEMENT, LLC of STAMFORD, CT is an SEC-registered investment adviser (CRD 161392). Regulatory assets under management: $126.4M.

Registration

CRD: 161392
SEC file number: 801-73761
Type: Registered investment adviser
Location: 4 STAMFORD PLAZA - 107 ELM STREET, 10TH FLOOR, STAMFORD, CT, 06902
Phone: 203-388-4900
Latest filing: 2016-04-14
Regulatory AUM: $126.4M
Discretionary AUM: $112.9M
Non-discretionary AUM: $13.5M
Clients: 4
Accounts: 7

Officers, owners & control persons (5)

Name	Role	Location
SCHWEITZER KEVIN SCOTT	CIO AND GP; MANAGING MEMBER	—
BLUESTINE ALAN MICHAEL	CHIEF OPERATING OFFICER	—
CHAN ANDY M F	CHIEF COMPLIANCE OFFICER	—
PAWLOWICZ ELYSIA BARBARA	CHIEF COMPLIANCE OFFICER	—
MARSHAL CRAIG BRIAN	DIRECTOR OF FINANCE AND CHIEF COMPLIANCE OFFICER	—

Private funds (4)

Fund	Type	Formed	Owners	Gross asset value	Min investment
ISLA ACQUISITION, LLC	Hedge Fund	—	2	$27.0M	$1.0M
ROCKVIEW SECONDARY FUND, LLC	Hedge Fund	—	10	$13.5M	$1.0M
ROCKVIEW TRADING, LTD.	Hedge Fund	—	29	$3.8M	$1.0M
ROCKVIEW SHORT ALPHA FUND, LTD.	Hedge Fund	—	1	$1.5M	$1.0M

Fund service providers (2)

administrator: BNP PARIBAS FUND ADMINISTRATION SERVICES (CAYMAN) LTD. — 2 funds
administrator: GEMINI HEDGE FUND SERVICES, LLC — 2 funds

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