THE ELECTRUM GROUP LLC

THE ELECTRUM GROUP LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 161407). Regulatory assets under management: $2.5B.

Registration

Business model

Compensation: % of AUM, Performance, Other.

Clients served: Investment cos.

Officers, owners & control persons (20)

NameRoleLocation
Thomas Scott KaplanCHAIRMAN, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, AND DIRECTOR
Andrew Mark ShapiroGENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER
Michael Halbert WilliamsSENIOR MANAGING DIRECTOR
Ali Reza ErfanDIRECTOR AND VICE CHAIRMAN
SHAPIRO DANIEL MARKGENERAL COUNSEL; GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER
FINK JOSHUA AARONDIRECTOR; DIRECTOR AND CO-VICE-CHAIRMAN; DIRECTOR AND VICE-CHAIRMAN
VINCENT ERIC NELSONDIRECTOR/CHIEF EXECUTIVE OFFICER
WALLACE ROBERT DAVIDDIRECTOR/CHIEF OPERATING OFFICER
KAPLAN ROBERT SCOTTCHAIRMAN, CHAIRMAN OF THE BOARD AND DIRECTOR; CHAIRMAN, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER, AND DIRECTOR; CHAIRMAN, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER AND MEMBER (+2 more)
DRACHMAN STEVEN SLOCUMCHIEF COMPLIANCE OFFICER
WILLIAMS MICHAEL HALBERTDIRECTOR; SENIOR MANAGING DIRECTOR
NEWMAN ROBERT MORTONDIRECTOR
LEVENTAL IGORDIRECTOR; PRESIDENT
RECANATI KAPLAN DAPHNE MATILDEMEMBER
NATBONY WILLIAMMANAGER; TRUSTEE
MASTROBUONI THOMAS ALEXANDERSENIOR VICE PRESIDENT FINANCE
ROWLAND EMILYCHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER AND ASSOCIATE GENERAL COUNSEL
NATBONY WILLIAM NMNTRUSTEE
LEVENTAL IGOR NMNPRESIDENT
ERFAN ALI REZADIRECTOR AND CO-VICE CHAIRMAN; DIRECTOR AND VICE CHAIRMAN

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