| MCCARTHY JOHN PATRICK | CORPORATE VICE PRESIDENT, ASSET MANAGEMENT - QDC-ASSET MANAGEMENT, LLC, NCP 2, L.L.C., NCP 3, LLC, NCP 4, LLC | — |
| GLADSTONE CHRISTOPHER DAVID | PRESIDENT; PRESIDENT - QDC-ASSET MANAGEMENT, LLC, NCP 2, L.L.C., NCP 3, LLC, NCP 4, LLC; SHAREHOLDER | — |
| GLADSTONE ROBERT MORRIS | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER - QDC-ASSET MANAGEMENT, LLC; CHAIRMAN - NCP 2, L.L.C., NCP 3, LLC, NCP 4, LLC | — |
| RABEKOFF ELISE JANE | CHIEF COMPLIANCE OFFICER - QDC-ASSET MANAGEMENT, LLC; VICE PRESIDENT, GENERAL COUNSEL, SECRETARY, AND CHIEF COMPLIANCE OFFICER; VICE PRESIDENT, GENERAL COUNSEL, & SECRETARY - QDC-ASSET MANAGEMENT, LLC, NCP 2, L.L.C., NCP 3, LLC, NCP 4, LLC | — |
| HAERLE HELEN SHEPARD | VICE PRESIDENT; VICE PRESIDENT - QDC-ASSET MANAGEMENT, LLC, NCP 2, L.L.C., NCP 3, LLC, NCP 4, LLC | — |