PLATINUM EQUITY ADVISORS, LLC of BEVERLY HILLS, CA is an SEC-registered investment adviser (CRD 161491). Regulatory assets under management: $47.7B.
Compensation: % of AUM, Performance.
Clients served: Pooled vehicles, Investment cos.
| Name | Role | Location |
|---|---|---|
| Mary Ann Sigler | EVP / TREASURER; MANAGER | Beverly Hills, CA |
| Holly C Gores | TRUSTEE | — |
| Tewfic Tom Gores | CHAIRMAN / CEO; GRANTOR; MANAGER (+1 more) | — |
| Richard Jackson Locklin | TRUSTEE | — |
| John Gerald Holland | GENERAL COUNSEL AND SECRETARY | — |
| Ty Nolan Renbarger | CHIEF FINANCIAL OFFICER | — |
| Melissa Sterling Lawson | CHIEF COMPLIANCE OFFICER | — |
| GORES THOMAS C | TRUSTEE | — |
| GORES T TOM | CHAIRMAN / CEO; CHAIRMAN/CHIEF EXECUTIVE OFFICER; GRANTOR (+4 more) | — |
| SIGLER MARY ANN | CHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER; EVP / CFO / TREASURER / CHIEF COMPLIANCE OFFICER; MANAGER | — |
| KALAWSKI EVA MONICA | CHIEF LEGAL OFFICER/GENERAL COUNSEL; EVP / SPECIAL COUNSEL / ASST. SECRETARY | — |
| LOCKLIN RICHARD JACKSON | TRUSTEE; TRUSTEE - GORES 2003 INVESTMENT TRUST | — |
| AGARWAL SUNEET KRISHNA | GENERAL COUNSEL AND SECRETARY | — |
| HOLLAND TIMOTHY JOHN | GENERAL COUNSEL AND SECRETARY | — |
| HOLLAND JOHN GERALD | GENERAL COUNSEL AND SECRETARY | — |
| Holly C. Gores | TRUSTEE | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2024-07-03 | regulatory | THE CALIFORNIA DEPARTMENT OF REAL ESTATE ACCUSED MR. HENDLER AND A CO-RESPONDENT OF VIOLATING SEVERAL PROVISIONS OF THE CALIFORNIA BUSINESS CODE AND THE CALIFORNIA CODE OF REGULATIONS BY NOT ADHERING TO CERTAIN DISCLOSURE, RECORDKEEPING, FILING, SUPERVISION AND LICENSURE REQUIREMENTS. NONE OF THE VI… | Pending | — |
| 2017-09-21 | regulatory | THE SEC ASSERTED THAT PLATINUM DID NOT ADEQUATELY DISCLOSE TO INVESTORS THE ALLOCATION METHODOLOGY FOR BROKEN DEAL EXPENSES. THERE WAS NO ALLEGATION THAT THE METHODOLOGY ITSELF WAS IMPROPER, AND NO ALLEGATION OF INTENTIONAL MISCONDUCT. IN ADDITION, THE SEC ASSERTED THAT PLATINUM DID NOT HAVE AN EFFE… | Final | $3.4M |