BLACKROCK ASSET MANAGEMENT SCHWEIZ AG of ZURICH is an SEC-registered investment adviser (CRD 161987). Regulatory assets under management: $2.4B.
Compensation: % of AUM, Fixed, Performance.
Clients served: Pooled vehicles, Investment cos.
Showing 25 of 31 people.
| Name | Role | Location |
|---|---|---|
| Barry Dermont Patrick O'Dwyer | DIRECTOR | — |
| Ellen Johanne Bakke Mawdsley | DIRECTOR | — |
| Soren Holm Mose | DIRECTOR | — |
| Kuensang Gangshontsang | CHIEF COMPLIANCE OFFICER | — |
| Mirjam Alice Ida Maria Staub-Bisang | DIRECTOR | — |
| Dirk Klee | DIRECTOR | — |
| MCMAHON ENDA THOMAS | CHIEF COMPLIANCE OFFICER | — |
| GIBSON ANDREW JOHN | CHIEF COMPLIANCE OFFICER | — |
| HINZE CHRISTIAN | CEO, DIRECTOR; HEAD OF SWISS RE PRIVATE EQUITY PARTNERS AG; MEMBER OF THE BOARD (+2 more) | — |
| SCHIEGG YESSIN | HEAD OF FINANCE & OPERATIONS | — |
| GUT MARTIN | PRESIDENT OF THE BOARD; PRESIDENT OF THE BOARD AND CEO | — |
| SANDRI GIOVANNI BATTISTA | MEMBER OF THE BOARD | — |
| O'DWYER BARRY | DIRECTOR; MEMBER OF THE BOARD | — |
| SEIDEL SUSAN | CHIEF COMPLIANCE OFFICER | — |
| BLUMER DAVID JAKOB | CHAIRMAN; CHAIRMAN, DIRECTOR; DIRECTOR | — |
| IRONMONGER KEVIN ROBERT | MEMBER OF THE BOARD | — |
| O'DWYER BARRY DERMONT PATRICK | DIRECTOR | — |
| DICKENMANN URS NMN | DIRECTOR | — |
| ATHANASSOGLOU PETER HARALD | DIRECTOR | — |
| BERNHARDT CORNELIA NMN | CHIEF COMPLIANCE OFFICER | — |
| STAUB CHRISTIAN MARTIN | CEO; CEO, DIRECTOR; DIRECTOR | — |
| DICKENMANN URS | DIRECTOR | — |
| BERNHARDT CORNELIA | CHIEF COMPLIANCE OFFICER | — |
| HAURY VON SIEBENTHAL SUSANNE NMN | DIRECTOR | — |
| Burch Michael Peter | CEO | — |
Showing 10 of 23 distinct disclosure events.
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2026-02-03 | civil | ON FEBRUARY 3, 2026, A PUTATIVE SECURITIES CLASS ACTION LAWSUIT WAS FILED IN THE UNITED STATES DISTRICT COURT FOR THE CENTRAL DISTRICT OF CALIFORNIA. THE COMPLAINT NAMES BLACKROCK TCP CAPITAL CORP AND CERTAIN OF ITS CURRENT AND FORMER EXECUTIVE OFFICERS AS DEFENDANTS. THE COMPLAINT PURPORTS TO BE BR… | Pending | — |
| 2025-01-09 | regulatory | ON JANUARY 9, 2025, THE COMISION NACIONAL BANCARIA Y DE VALORES ("CNBV") IMPOSED A FINE OF APPROXIMATELY $123,000 USD (MNX $2,501,720) REGARDING THE ANTI-MONEY LAUNDERING AND COUNTER-TERRORIST FINANCING PROGRAM AT BLACKROCK'S MEXICO CITY OFFICE. SPECIFICALLY, THE CNBV FOUND THAT BLACKROCK MEXICO DID… | Final | $123K |
| 2025-01-09 | regulatory | ON JANUARY 9, 2025, THE COMISIÓN NACIONAL BANCARIA Y DE VALORES ("CNBV") IMPOSED A FINE OF APPROXIMATELY $123,000 USD (MNX $2,501,720) REGARDING THE ANTI-MONEY LAUNDERING AND COUNTER-TERRORIST FINANCING PROGRAM AT BLACKROCK'S MEXICO CITY OFFICE. SPECIFICALLY, THE CNBV FOUND THAT BLACKROCK MEXICO DID… | Final | $123K |
| 2024-11-27 | civil | ON NOVEMBER 27, 2024, TEXAS ATTORNEY GENERAL KEN PAXTON AND ATTORNEYS GENERAL FROM 10 OTHER STATES (ALABAMA, ARKANSAS, INDIANA, IOWA, KANSAS, MISSOURI, MONTANA, NEBRASKA, WEST VIRGINIA, AND WYOMING) FILED A COMPLAINT AGAINST BLACKROCK, VANGUARD, AND STATE STREET (THE "MANAGERS") ALLEGING THAT THE MA… | Pending | — |
| 2024-08-22 | regulatory | ON AUGUST 22, 2024, THE INDIANA SECURITIES COMMISSIONER (THE "COMMISSIONER") ISSUED A CEASE AND DESIST ORDER (THE "ORDER") AGAINST BLACKROCK, INC. AND SEVERAL OF ITS ADVISORY AFFILIATES, (COLLECTIVELY, "BLACKROCK"). THE ORDER ALLEGES THAT BLACKROCK HAS MADE MISLEADING STATEMENTS ABOUT HOW WE MANAGE… | Pending | — |
| 2024-03-27 | regulatory | ON MARCH 27, 2024, BLACKROCK, INC., BLACKROCK INVESTMENTS, LLC, BLACKROCK ADVISORS, LLC, BLACKROCK FUND ADVISORS, AND ISHARES TRUST (COLLECTIVELY, "BLACKROCK") WERE SERVED WITH A SUMMARY CEASE AND DESIST ORDER AND NOTICE OF INTENT TO IMPOSE ADMINISTRATIVE PENALTY FROM THE MISSISSIPPI SECRETARY OF ST… | Pending | — |
| 2024-03-27 | regulatory | ON MARCH 27, 2024, BLACKROCK, INC., BLACKROCK INVESTMENTS, LLC, BLACKROCK ADVISORS, LLC, BLACKROCK FUND ADVISORS, AND ISHARES TRUST (COLLECTIVELY, "BLACKROCK") WERE SERVED WITH A SUMMARY CEASE AND DESIST ORDER AND NOTICE OF INTENT TO IMPOSE ADMINISTRATIVE PENALTY FROM THE MISSISSIPPI SECRETARY OF ST… | Final | — |
| 2023-12-18 | civil | ON DECEMBER 18, 2023, THE TENNESSEE ATTORNEY GENERAL ("AG") SUED BLACKROCK, INC. IN TENNESSEE STATE COURT FOR ALLEGED VIOLATIONS OF TENNESSEE'S CONSUMER PROTECTION STATUTE IN CONNECTION WITH OUR ESG PRACTICES. THE COMPLAINT GENERALLY ALLEGES THAT BLACKROCK HAS MADE MISLEADING STATEMENTS IN FUND PROS… | Final | — |
| 2023-12-18 | civil | ON DECEMBER 18, 2023, THE TENNESSEE ATTORNEY GENERAL ("AG") SUED BLACKROCK, INC. IN TENNESSEE STATE COURT FOR ALLEGED VIOLATIONS OF TENNESSEE'S CONSUMER PROTECTION STATUTE IN CONNECTION WITH BLACKROCK'S ESG PRACTICES. THE COMPLAINT GENERALLY ALLEGES THAT BLACKROCK HAS MADE MISLEADING STATEMENTS IN F… | Pending | — |
| 2023-06-06 | regulatory | FAILURE TO COMPLY WITH CERTAIN REGULATIONS APPLICABLE TO THE MANAGEMENT OF MUTUAL FUNDS AND THE PROVISION OF INVESTMENT ADVISORY SERVICES IN BLACKROCK'S MEXICO CITY OFFICE. | Final | $164K |
| City | State | Employees | Phone |
|---|---|---|---|
| GENEVA | — | 1 | 4104429773 |