BARING ASSET MANAGEMENT LIMITED

BARING ASSET MANAGEMENT LIMITED of LONDON is an SEC exempt reporting adviser (CRD 162001).

Registration

Officers, owners & control persons (20)

NameRoleLocation
THOMPSON DAVID JOHNDIRECTOR—
SWAYNE JULIAN TCHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER AND DIRECTOR; DIRECTOR (AND CHIEF FINANCIAL OFFICER)—
BRENNAN DAVID JCHIEF EXECUTIVE OFFICER—
HARVEY GEORGE HENRYDIRECTOR—
CORBETT M TIMOTHYDIRECTOR (NON-EXECUTIVE)—
CRANDALL ROGER WILLIAMDIRECTOR (NON-EXECUTIVE)—
ROLLINGS MICHAEL THOMASDIRECTOR (NON-EXECUTIVE)—
FINKE THOMAS MICHAELDIRECTOR—
GLAVIN WILLIAM FRANCISDIRECTOR—
BIGGINS CHRISTOPHER GERALDCHIEF COMPLIANCE OFFICER—
VALENSISE MARINODIRECTOR—
OKORO SANDRA NGOZICHIEF LEGAL OFFICER; CHIEF LEGAL OFFICER AND SECRETARY—
DEFRANCIS CHRISTOPHER ANTHONYSECRETARY—
CHICARES ELIZABETH WARDDIRECTOR (NON-EXECUTIVE)—
MORRISON WILLIAM DANIELDIRECTOR—
BURNS JOHN DOMINICCHIEF OPERATING OFFICER; DIRECTOR (AND CHIEF OPERATIONS OFFICER)—
LAMBDEN KENNETH RODERICKDIRECTOR—
BURGEL OLIVERDIRECTOR—
EVANS NICHOLAS EMRYSCHIEF LEGAL OFFICER—
PORT LARRY NEILDIRECTOR (NON-EXECUTIVE)—

Private funds (2)

FundTypeFormedOwnersGross asset valueMin investment
BARING RUSSIA FUNDOther Private Fund—91$34.7M$5K
BARING EMERGING MARKET CORPORATE DEBT FUNDOther Private Fund—8$16.2M$5K

Fund service providers (2)

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