DEXUS CAPITAL INVESTORS LIMITED of SYDNEY NSW is an SEC exempt reporting adviser (CRD 162793).
Showing 25 of 41 people.
| Name | Role | Location |
|---|---|---|
| Scott Dominic Mahony | SENIOR COMPANY SECRETARY | — |
| Keir Lynne Barnes | DIRECTOR | — |
| Brett David Cameron | DIRECTOR | — |
| Ross Grey Du Vernet | CEO AND DIRECTOR | — |
| WILLIAMS ARTHUR | CHIEF FINANCIAL OFFICER | — |
| STEINBERG DAVID JOSEPH | CEO & DIRECTOR | — |
| DE ROSA PAUL A | CHIEF EXECUTIVE OFFICER | — |
| JOHNSON IV EDWARD C MI ONLY | CHIEF EXECUTIVE OFFICER | — |
| O'BRIEN MICHAEL | DIRECTOR | — |
| O'BRIEN RICHARD J | CHIEF FINANCIAL OFFICER | — |
| DUNNE STEPHEN JAMES PETER | MANAGING DIRECTOR/DIRECTOR | — |
| DAVIS EDMUND B | DIRECTOR, AUSTRALIA & NEW ZEALAND; DIRECTOR OF PEOPLE AND MANAGEMENT DIRECTOR'S OFFICE/DIRECTOR | — |
| PAHARI BOE | CHIEF EXECUTIVE OFFICER | — |
| Cummings Stacy T | DIRECTOR | — |
| CAMERON GRANT DAVID | DIRECTOR | — |
| MILNE PRUDENCE A | EXECUTIVE GENERAL COUNSEL/SECRETARY | — |
| LUCCHESE ADRIAN B | SENIOR COMPANY SECRETARY/SECRETARY | — |
| PAYN MARGARET P | CHIEF FINANCIAL OFFICER/CHIEF OPERATING OFFICER; CHIEF FINANCIAL OFFICER/DIRECTOR | — |
| FAVELLE MICHELLE KATHRYN | SENIOR COMPANY SECRETARY | — |
| HUI TE YEN | HEAD OF LEGAL | — |
| SIPEK PETER R J | HEAD OF OPERATIONS/DIRECTOR | — |
| Tindall Adam Michael | CHIEF EXECUTIVE OFFICER; MANAGING DIRECTOR/DIRECTOR | — |
| DAWSON JAMES R | FINANCE DIRECTOR/DIRECTOR | — |
| Brunton Jeffrey Darryl | SENIOR INVESTMENT DIRECTOR | — |
| Talbot Douglas Paul | DIRECTOR, STRATEGY & INVESTMENT SERVICES | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2020-02-05 | regulatory | IN Q1 2020, AMP CAPITAL PAID A PENALTY OF $250,500 TO COMPLY WITH AN INFRINGEMENT NOTICE GIVEN TO IT BY ASIC ON 5 FEBRUARY 2020 IN RESPECT OF ALLEGED CONTRAVENTIONS BY AMP CAPITAL OF ITS OBLIGATIONS TO ACCURATELY REPORT INFORMATION ABOUT ITS REPORTABLE TRANSACTIONS AND POSITIONS UNDER THE ASIC DERIV… | Final | $251K |
| 2016-02-23 | regulatory | PURSUANT TO AN OFFER OF SETTLEMENT IN WHICH AMP CAPITAL NEITHER ADMITTED NOR DENIED THE ALLEGED RULE CONTRAVENTION UPON WHICH THE PENALTY WAS BASED IN Q4 2017, AMP CAPITAL WAS ORDERED BY A PANEL OF THE CME GROUP BUSINESS CONDUCT COMMITTEE TO PAY A FINE OF $15,000. PLEASE SEE BELOW LINK TO THE NOTICE… | Final | $15K |