O'BRIEN RICHARD J appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. O'BRIEN RICHARD J appears on 8 filing roles across Form ADV (8).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | DEXUS CAPITAL INVESTORS LIMITED | CHIEF FINANCIAL OFFICER | SYDNEY NSW |
| — | Form ADV | NOVAQUEST CAPITAL MANAGEMENT, L.L.C. | MANAGEMENT COMMITTEE MEMBER | RALEIGH, NC |
| — | Form ADV | HAVENCREST CAPITAL MANAGEMENT, LLC | MANAGER | DALLAS, TX |
| — | Form ADV | AVIVA INVESTORS NORTH AMERICA, INC. | PRESIDENT, CHIEF EXECUTIVE OFFICER | DES MOINES, IA |
| — | Form ADV | NATIONAL FINANCIAL SERVICES, LLC | CHIEF COMPLIANCE OFFICER | BOSTON, MA |
| — | Form ADV | INFLECTIVE ASSET MANAGEMENT, LLC | MANAGER, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | MANHATTAN BEACH, CA |
| — | Form ADV | APHELION CAPITAL LLP | PARTNER | LONDON |
| — | Form ADV | AVIVA INVESTORS AMERICAS LLC | PRESIDENT, CHIEF EXECUTIVE OFFICER AND MANAGER | CHICAGO, IL |