H. C. DENISON CO. of SHEBOYGAN, WI is an SEC-registered investment adviser (CRD 1628). Regulatory assets under management: $310.0M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM.
Clients served: High net worth, Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| James Anthony Testwuide | CEO, PRES, & TREASURER, CCO, & SHAREHOLDER | — |
| Konrad Cullen Testwuide | CHAIRMAN | — |
| Robert Joseph Kuehl | VICE-PRESIDENT | — |
| Marlo Jean Testwuide | CHIEF OPERATIONS OFFICER AND VICE PRESIDENT OF OPERATIONS | — |
| TESTWUIDE JAMES ANTHONY | CEO, PRES, & TREASURER, CCO, & SHAREHOLDER | — |
| TESTWUIDE KONRAD CULLEN | CHAIRMAN | — |
| KUEHL ROBERT JOSEPH | VICE-PRESIDENT | — |
| TESTWUIDE MARLO JEAN | CHIEF OPERATIONS OFFICER AND VICE PRESIDENT OF OPERATIONS | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2022-12-14 | regulatory | THE FIRM IDENTIFIED TRANSACTIONS HAD OCCURRED PRIOR TO ITS REGISTRATION BEING APPROVED BY THE STATE OF MAINE. | Final | $5K |