CBRE INVESTMENT MANAGEMENT (SHANGHAI) CO., LTD.

CBRE INVESTMENT MANAGEMENT (SHANGHAI) CO., LTD. of SHANGHAI is an SEC exempt reporting adviser (CRD 163545).

Registration

Name	Role	Location
Benny Hui	DIRECTOR & HEAD OF FINANCE	—
Xuexin Zheng	DIRECTOR	—
Cathy Chee Wai Chan	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER, APAC	—
Yilan Koh	DIRECTOR	—
TULL ROBERT STANLEY	CHIEF COMPLAINCE OFFICER	—
Chan Raymond Siu Wai	GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER, APAC; SENIOR COUNSEL AND CHIEF COMPLIANCE OFFICER ASIA PACIFIC	—
HUI BENNY	DIRECTOR & HEAD OF FINANCE	—
VAN DER BERG RICHARD	DIRECTOR	—
GILLARD JEAN-FRANCOIS	DIRECTOR	—
CHOA LELE CHAN	DIRECTOR	—
PAN ADA	DIRECTOR	—
LU WILLIAM	DIRECTOR	—
TAN BOON YEOW	DIRECTOR	—
SOLOMON AMAN DEMOZ	GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER ASIA PACIFIC	—
ZHENG Xuexin	DIRECTOR	—
Koh Yilan	DIRECTOR	—

Initiated	Type	Allegations	Status	Amount
2023-09-19	regulatory	THE U.S. SECURITIES AND EXCHANGE COMMISSION ("SEC") ALLEGED THAT CBRE, INC.'S FORM SEPARATION AGREEMENT INCLUDED LANGUAGE THAT THE SEC CONSIDERED AS IMPEDING AN EMPLOYEE'S ABILITY TO REPORT POTENTIAL CONCERNS TO REGULATORS. THE SEC INDICATED THAT IT WAS NOT AWARE OF SPECIFIC INSTANCES IN WHICH A FOR…	Final	$375K