ADVISOR RESOURCE COUNCIL of DALLAS, TX is an SEC-registered investment adviser (CRD 164109). Regulatory assets under management: $3.5B.
Compensation: % of AUM, Hourly, Fixed.
Clients served: Individuals, High net worth, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| Thomas Chad Atkins | CHIEF, BUSINESS ACQUISITIONS, MANAGING MEMBER | — |
| Brandon Joseph Day | PRESIDENT, MANAGING MEMBER | — |
| Sarah Lynn Pais | CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, MANAGING MEMBER; CHIEF EXECUTIVE OFFICER, CCO, MANAGING MEMBER; CHIEF EXECUTIVE OFFICER, MANAGING MEMBER | — |
| Jean Paul Lagarde | CHIEF INVESTMENT OFFICER, MANAGING MEMBER | — |
| Rhonda Raenea Fuller | CHIEF OPERATING OFFICER | — |
| Angela Alexander | CHIEF COMPLIANCE OFFICER | — |
| William Tyson Vanlandingham | CHIEF PRACTICE MANAGEMENT OFFICER, MANAGING MEMBER | — |
| DAY MICHAEL JOSEPH | CHIEF MARKET STRATEGIST, MANAGING MEMBER; MANAGING MEMBER; PRESIDENT, MANAGING MEMBER | — |
| ATKINS THOMAS CHAD | CHIEF, BUSINESS ACQUISITIONS, MANAGING MEMBER; CHIEF, BUSINESS AQUISITIONS, MANAGING MEMBER; MANAGING MEMBER (+1 more) | — |
| KERNAN SEAN PATRICK | CHAIRMAN OF COMPLIANCE, MANAGING MEMBER; MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | — |
| KERNAN SEAN P | MANAGING MEMBER | — |
| PAIS SARAH LYNN | CHIEF COMPLIANCE OFFICER, CHIEF EXECUTIVE OFFICER, MANAGING MEMBER; CHIEF COMPLIANCE OFFICER, CHIEF OFFICER OF COMPLIANCE & OPERATIONS, MANAGING MEMBER; CHIEF OPERATING OFFICER | — |
| SOLIMAN P DAVID | CHIEF EXECUTIVE OFFICER, MANAGING MEMBER; MANAGING MEMBER; MEMBER | — |
| LAGARDE JEAN PAUL | CHIEF INVESTMENT OFFICER, MANAGING MEMBER | — |
| VANLANDINGHAM WILLIAM TYSON | CHIEF PRACTICE MANAGEMENT OFFICER, MANAGING MEMBER | — |
| FULLER RHONDA RAENEA | CHIEF OPERATING OFFICER | — |
| Angie Alexander | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2023-09-29 | regulatory | COMPLAINT ALLEGES THAT ARC VIOLATED SECTION 17(A)(2) OF THE SECURITIES ACT OF 1933 ("SECURITIES ACT") AND SECTIONS 206(2), 206(4), AND 204(A) OF THE INVESTMENT ADVISERS ACT OF 1940 ("ADVISERS ACT") AND RULES 206(4)-7, 204-2(A)(7), AND 204-2(A)(14) THEREUNDER AND FAILED REASONABLY TO SUPERVISE WITHIN… | Final | $300K |