LEGION PARTNERS ASSET MANAGEMENT, LLC

LEGION PARTNERS ASSET MANAGEMENT, LLC of LOS ANGELES, CA is an SEC-registered investment adviser (CRD 164136). Regulatory assets under management: $200.9M.

Registration

Business model

Compensation: % of AUM, Performance.

Clients served: Pooled vehicles, Investment cos.

Officers, owners & control persons (10)

NameRoleLocation
David Alan KatzCHIEF OPERATING OFFICERSan Francisco, CA
Raymond Theodore WhiteMEMBER; PARTNER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE, CHIEF COMPLIANCE OFFICER
Christopher Sean KiperMEMBER; PARTNER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE
Bradley Scott ViziMEMBER
BURGESS PATRICIA ANDERSONCHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL
WHITE JASON THEODORECEO, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE; MEMBER; PARTNER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE (+1 more)
KIPER CHRISTOPHER SEANMEMBER; PARTNER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE; PORTFOLIO MANAGER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE
VIZI BRADLEY SCOTTMEMBER; PARTNER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE; PORTFOLIO MANAGER, MEMBER OF INVESTMENT AND MANAGEMENT COMMITTEE
KATZ DAVID ALANCHIEF OPERATING OFFICER
ALTERIO JOHN ROBERTCHIEF FINANCIAL OFFICER

Private funds (5)

FundTypeFormedOwnersGross asset valueMin investment
LEGION PARTNERS, L.P. IHedge FundDelaware2$173.1M$3.0M
LEGION PARTNERS, L.P. IIHedge FundDelaware38$19.7M$50K
LEGION PARTNERS SPECIAL OPPORTUNITIES, LP XVIHedge FundDelaware23$4.6M$50K
LEGION PARTNERS SPECIAL OPPORTUNITIES, LP XIVHedge FundDelaware13$2.4M$50K
LEGION PARTNERS SPECIAL OPPORTUNITIES, LP XIHedge FundDelaware25$1.1M$50K

Branch offices (2)

CityStateEmployeesPhone
1530 677-5420
1530 677-5420

Fund service providers (1)

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