WMS GROUP LLC

WMS GROUP LLC is an SEC-registered investment adviser (CRD 164327). Regulatory assets under management: $125.3M.

Registration

• CRD: 164327
• SEC file number: 801-135698
• Type: Registered investment adviser
• Phone: (985) 809-0530
• Latest filing: 2026-04-07
• Regulatory AUM: $125.3M
• Discretionary AUM: $125.3M
• Clients: 2
• Accounts: 521

Business model

Compensation: % of AUM, Hourly.

Clients served: Individuals, High net worth, Charities.

Officers, owners & control persons (1)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 164327 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search