DYMON ASIA CAPITAL (HK) LIMITED

DYMON ASIA CAPITAL (HK) LIMITED of HONG KONG is an SEC exempt reporting adviser (CRD 164387).

Registration

Officers, owners & control persons (17)

NameRoleLocation
Jiabin Nmn LuoRESPONSIBLE OFFICER/DIRECTOR
Jason Nmn EngGENERAL COUNSEL/CHIEF COMPLIANCE OFFICER
Danny Ming Chong YongSHAREHOLDER
Kenneth Shung Kei KanRESPONSIBLE OFFICER/DIRECTOR
Yuen Ann Geoffery LeeRESPONSIBLE OFFICER/PORTFOLIO MANAGER
EWER DONALD ANTHONYRESPONSIBLE OFFICER
LUO HUA NMNRESPONSIBLE OFFICER/DIRECTOR
YONG DANNY MING CHONGDIRECTOR; SHAREHOLDER
TAN KEITH KENG SOONDIRECTOR
ENG JASON NMNGENERAL COUNSEL/CHIEF COMPLIANCE OFFICER
CHAN LIK SHUENRESPONSIBLE OFFICER; RESPONSIBLE OFFICER/DIRECTOR
LI CHEE CHUNGRESPONSIBLE OFFICER/PORTFOLIO MANAGER
LEE YUEN ANN GEOFFERYRESPONSIBLE OFFICER/PORTFOLIO MANAGER
LUO JIABINDIRECTOR; RESPONSIBLE OFFICER/DIRECTOR
Jason (Nmn) EngGENERAL COUNSEL; GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER
Jiabin (Nmn) LuoRESPONSIBLE OFFICER/DIRECTOR
Eric RaineCHIEF COMPLIANCE OFFICERSingapore, U0

Disclosures (2)

InitiatedTypeAllegationsStatusAmount
2022-05-03regulatoryTHE FIRM HAD UNINTENTIONALLY VIOLATED SHORT SALE RESTRICTION PROVISIONS IN THE FINANCIAL INVESTMENT SERVICES AND CAPITAL MARKETS ACT.Final$36K

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