THE BROUGHTON INVESTMENT GROUP, INC.

THE BROUGHTON INVESTMENT GROUP, INC. of HOUSTON, TX is an SEC-registered investment adviser (CRD 164389). Regulatory assets under management: $19.5M.

Registration

• CRD: 164389
• Type: Registered investment adviser
• Location: 3730 KIRBY DRIVE, HOUSTON, TX, 77098
• Phone: (713) 337-4500
• Latest filing: 2023-05-24
• Regulatory AUM: $19.5M
• Discretionary AUM: $19.5M
• Clients: 6
• Accounts: 55

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pensions, Corporations.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 164389 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search