BLACKROCK (SINGAPORE) LIMITED of SINGAPORE is an SEC-registered investment adviser (CRD 164594). Regulatory assets under management: $70.3B.
Compensation: % of AUM, Fixed, Performance.
Clients served: Pooled vehicles, Investment cos.
Showing 25 of 42 people.
| Name | Role | Location |
|---|---|---|
| Deborah Joanne Ho | CHIEF EXECUTIVE OFFICER; DIRECTOR | — |
| Eric Eng Beng Tan | DIRECTOR | — |
| Belinda Mary Boa | DIRECTOR | — |
| Adeline Chin Sew Soh | CHIEF LEGAL OFFICER | — |
| James Kok Cheong Phoon | CHIEF COMPLIANCE OFFICER | — |
| Robert William Lamb | DIRECTOR | — |
| Peter Herbert Loehnert | DIRECTOR | — |
| Tomoko Ueda | CHIEF OPERATING OFFICER; DIRECTOR | — |
| Andrew Raymond Landman | CHIEF EXECUTIVE OFFICER | — |
| MCCOMBE MARK SEUMAS | DIRECTOR | — |
| REYNOLDS ANDREW SHAWN | CHIEF FINANCIAL OFFICER; CHIEF OPERATING OFFICER | — |
| RIACH ALASDAIR CHARLES | CHIEF EXECUTIVE OFFICER; DIRECTOR | — |
| MARQUARDT MICHAEL TIMOTHY | CHIEF OPERATING OFFICER; DIRECTOR | — |
| TURL GRAHAM DOUGLAS | CHIEF LEGAL OFFICER | — |
| PERRY KEVIN | CHIEF FINANCIAL OFFICER; DIRECTOR | — |
| PHOON JAMES KOK CHEONG | CHIEF COMPLIANCE OFFICER | — |
| HARDY KEVIN SHANE LEE | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER, DIRECTOR; DIRECTOR | — |
| STORK RYAN DAVID | DIRECTOR | — |
| FLATMAN SHANE ANDREW | CHIEF FINANCIAL OFFICER; DIRECTOR | — |
| HALL LYNDA NMN | DIRECTOR | — |
| PETERS ALASTAIR JAMES HENRY | CHIEF FINANCIAL OFFICER; CHIEF OPERATING OFFICER | — |
| PERRY KEVIN NMN | CHIEF FINANCIAL OFFICER; DIRECTOR | — |
| TAN GUAT SIAN | CHIEF COMPLIANCE OFFICER | — |
| Ritch Toby Cameron Robert | DIRECTOR | — |
| Lamb Robert William | DIRECTOR | — |
Showing 10 of 23 distinct disclosure events.
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2026-02-03 | civil | ON FEBRUARY 3, 2026, A PUTATIVE SECURITIES CLASS ACTION LAWSUIT WAS FILED IN THE UNITED STATES DISTRICT COURT FOR THE CENTRAL DISTRICT OF CALIFORNIA. THE COMPLAINT NAMES BLACKROCK TCP CAPITAL CORP AND CERTAIN OF ITS CURRENT AND FORMER EXECUTIVE OFFICERS AS DEFENDANTS. THE COMPLAINT PURPORTS TO BE BR… | Pending | — |
| 2025-01-09 | regulatory | ON JANUARY 9, 2025, THE COMISION NACIONAL BANCARIA Y DE VALORES ("CNBV") IMPOSED A FINE OF APPROXIMATELY $123,000 USD (MNX $2,501,720) REGARDING THE ANTI-MONEY LAUNDERING AND COUNTER-TERRORIST FINANCING PROGRAM AT BLACKROCK'S MEXICO CITY OFFICE. SPECIFICALLY, THE CNBV FOUND THAT BLACKROCK MEXICO DID… | Final | $123K |
| 2025-01-09 | regulatory | ON JANUARY 9, 2025, THE COMISIÓN NACIONAL BANCARIA Y DE VALORES ("CNBV") IMPOSED A FINE OF APPROXIMATELY $123,000 USD (MNX $2,501,720) REGARDING THE ANTI-MONEY LAUNDERING AND COUNTER-TERRORIST FINANCING PROGRAM AT BLACKROCK'S MEXICO CITY OFFICE. SPECIFICALLY, THE CNBV FOUND THAT BLACKROCK MEXICO DID… | Final | $123K |
| 2024-11-27 | civil | ON NOVEMBER 27, 2024, TEXAS ATTORNEY GENERAL KEN PAXTON AND ATTORNEYS GENERAL FROM 10 OTHER STATES (ALABAMA, ARKANSAS, INDIANA, IOWA, KANSAS, MISSOURI, MONTANA, NEBRASKA, WEST VIRGINIA, AND WYOMING) FILED A COMPLAINT AGAINST BLACKROCK, VANGUARD, AND STATE STREET (THE "MANAGERS") ALLEGING THAT THE MA… | Pending | — |
| 2024-08-22 | regulatory | ON AUGUST 22, 2024, THE INDIANA SECURITIES COMMISSIONER (THE "COMMISSIONER") ISSUED A CEASE AND DESIST ORDER (THE "ORDER") AGAINST BLACKROCK, INC. AND SEVERAL OF ITS ADVISORY AFFILIATES, (COLLECTIVELY, "BLACKROCK"). THE ORDER ALLEGES THAT BLACKROCK HAS MADE MISLEADING STATEMENTS ABOUT HOW WE MANAGE… | Pending | — |
| 2024-03-27 | regulatory | ON MARCH 27, 2024, BLACKROCK, INC., BLACKROCK INVESTMENTS, LLC, BLACKROCK ADVISORS, LLC, BLACKROCK FUND ADVISORS, AND ISHARES TRUST (COLLECTIVELY, "BLACKROCK") WERE SERVED WITH A SUMMARY CEASE AND DESIST ORDER AND NOTICE OF INTENT TO IMPOSE ADMINISTRATIVE PENALTY FROM THE MISSISSIPPI SECRETARY OF ST… | Pending | — |
| 2024-03-27 | regulatory | ON MARCH 27, 2024, BLACKROCK, INC., BLACKROCK INVESTMENTS, LLC, BLACKROCK ADVISORS, LLC, BLACKROCK FUND ADVISORS, AND ISHARES TRUST (COLLECTIVELY, "BLACKROCK") WERE SERVED WITH A SUMMARY CEASE AND DESIST ORDER AND NOTICE OF INTENT TO IMPOSE ADMINISTRATIVE PENALTY FROM THE MISSISSIPPI SECRETARY OF ST… | Final | — |
| 2023-12-18 | civil | ON DECEMBER 18, 2023, THE TENNESSEE ATTORNEY GENERAL ("AG") SUED BLACKROCK, INC. IN TENNESSEE STATE COURT FOR ALLEGED VIOLATIONS OF TENNESSEE'S CONSUMER PROTECTION STATUTE IN CONNECTION WITH OUR ESG PRACTICES. THE COMPLAINT GENERALLY ALLEGES THAT BLACKROCK HAS MADE MISLEADING STATEMENTS IN FUND PROS… | Final | — |
| 2023-12-18 | civil | ON DECEMBER 18, 2023, THE TENNESSEE ATTORNEY GENERAL ("AG") SUED BLACKROCK, INC. IN TENNESSEE STATE COURT FOR ALLEGED VIOLATIONS OF TENNESSEE'S CONSUMER PROTECTION STATUTE IN CONNECTION WITH BLACKROCK'S ESG PRACTICES. THE COMPLAINT GENERALLY ALLEGES THAT BLACKROCK HAS MADE MISLEADING STATEMENTS IN F… | Pending | — |
| 2023-06-06 | regulatory | FAILURE TO COMPLY WITH CERTAIN REGULATIONS APPLICABLE TO THE MANAGEMENT OF MUTUAL FUNDS AND THE PROVISION OF INVESTMENT ADVISORY SERVICES IN BLACKROCK'S MEXICO CITY OFFICE. | Final | $164K |