THE SWANSON FINANCIAL GROUP

THE SWANSON FINANCIAL GROUP is an SEC-registered investment adviser (CRD 164869). Regulatory assets under management: $31.2M.

Registration

• CRD: 164869
• Type: Registered investment adviser
• Phone: 858-457-4149
• Latest filing: 2026-03-05
• Regulatory AUM: $31.2M
• Non-discretionary AUM: $31.2M
• Clients: 1
• Accounts: 75

Business model

Compensation: % of AUM, Hourly.

Clients served: Individuals, High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 164869 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search