SUVRETTA CAPITAL MANAGEMENT, LLC of NEW YORK, NY is an SEC-registered investment adviser (CRD 165153). Regulatory assets under management: $7.9B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Performance.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Aaron Leonard Cowen | CHIEF EXECUTIVE OFFICER; LIMITED PARTNER; MANAGING MEMBER | — |
| Glenn Michael Shepard | CHIEF FINANCIAL OFFICER | — |
| Andrew Jon Nathanson | GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | — |
| NATHANSON ANDREW | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER & LEGAL COUNSEL | — |
| SHEPARD GLENN | CHIEF FINANCIAL OFFICER | — |
| COWEN AARON LEONARD | CHIEF EXECUTIVE OFFICER; LIMITED PARTNER; MANAGING MEMBER | — |
| WEINER KEITH RANDY | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER; PRESIDENT & CHIEF OPERATING OFFICER | — |
| COWEN LESLEE NEIMAN | TRUSTEE -THE AARON COWEN 2012 FAMILY TRUST | — |
| SHEPARD GLENN MICHAEL | CHIEF FINANCIAL OFFICER | — |
| NATHANSON ANDREW JON | CHIEF COMPLIANCE OFFICER & LEGAL COUNSEL; GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2020-10-19 | regulatory | SFSA ALLEGED THAT THE ADVISER FAILED TO SUBMIT A NET SHORT FILING WITH RESPECT TO A SWEDISH ISSUER IN ACCORDANCE WITH THE NEXT DAY FILING OBLIGATION PRESCRIBED BY SFSA REGULATIONS. | Final | $3K |