CITY FINANCIAL INVESTMENT COMPANY LIMITED

CITY FINANCIAL INVESTMENT COMPANY LIMITED of LONDON is an SEC-registered investment adviser (CRD 165155). Regulatory assets under management: $4.9B.

Registration

Officers, owners & control persons (17)

NameRoleLocation
Beatty DavidSHAREHOLDERBurlington, VT
WILLIAMS DIRK ANDREWCHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER—
COOMBE CHRISTOPHERCHIEF FINANCIAL OFFICER—
MCLOUGHLIN MARTINCHIEF FINANCIAL OFFICER—
MCGILLIVRAY DALLAS JOHNCHIEF COMPLIANCE OFFICER—
HAIN ROBERT CAMERONCHAIRMAN; CHIEF EXECUTIVE OFFICER AND CHAIRMAN—
STURDEE CHRISTOPHER RODNEYCHIEF COMPLIANCE OFFICER—
STEIN ROBERT MICHAELSHAREHOLDER—
WILLIAMS ANDREW NORMANCHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER—
LEVITAN DAVID NMNCHIEF OPERATING OFFICER—
AGGARWAL LALIT SWARUPSHAREHOLDER—
STEIN MICHAEL LEONSHAREHOLDER—
BEATTY DAVID ROSSSHAREHOLDER—
THORNE LOUISGLOBAL CHIEF OPERATING OFFICER—
LEVITAN DAVIDCHIEF OPERATING OFFICER—
Ellenbogen Benjamin ScudderCHIEF COMPLIANCE OFFICER—
Orlebar Edward JohnCHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER—

Private funds (12)

FundTypeFormedOwnersGross asset valueMin investment
THE DECCA MASTER FUNDHedge Fund—3$2.1B$1.0M
CUMULUS MASTER FUNDHedge Fund—3$1.1B$50K
THE DECCA FEEDER FUNDHedge Fund—47$876.8M$1.0M
CUMULUS FUNDHedge Fund—277$702.4M$1.0M
CUMULUS FEEDER FUND LPHedge Fund—98$178.7M$1.0M
ABRAX (US) LPHedge Fund—1$130.3M$100K
THE DECCA FEEDER FUND L.P.Hedge Fund—32$130.3M$1.0M
AKAMATSU BONSAI FUNDHedge Fund—20$111.0M$500K
AKAMATSU FUNDHedge Fund—15$97.2M$250K
ABRAX MERGER ARBITRAGE MASTER FUND LTDHedge Fund—2$16.3M$100K
CUMULUS LOWER VOLATILITY FUNDHedge Fund—1$14.8M$1.0M
ABRAX MERGER ARBITRAGE FUND LTDHedge Fund—2$4.4M$100K

Fund service providers (3)

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