YORKVILLE ADVISORS GLOBAL, LP of MOUNTAINSIDE, NJ is an SEC-registered investment adviser (CRD 165390). Regulatory assets under management: $900.0M. This firm reports disciplinary history on Form ADV.
Compensation: Fixed, Performance, Other.
Clients served: Investment cos.
| Name | Role | Location |
|---|---|---|
| Mark Anthony Angelo | MEMBER; PRESIDENT/MANAGING PARTNER/LIMITED PARTNER | — |
| Troy James Rillo | PARTNER; TRUSTEE | — |
| Matthew Jacob Beckman | MANAGING PARTNER/LIMITED PARTNER; MEMBER; TRUSTEE | — |
| David Nmn Gonzalez | GENERAL COUNSEL; GENERAL COUNSEL & CCO; GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | — |
| Michael Albert Rosselli | PARTNER | — |
| Timothy Joseph Bowman | CHIEF COMPLIANCE OFFICER | — |
| GOLDSTEIN MITCHELL SCOTT | CCO | — |
| MUNRO ROBERT | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER ,CHEIF OPERATING OFFICER, CHEIF FINANCIAL OFFICER | — |
| SCHINIK EDWARD ALAN | COO/CFO | — |
| EGERT MARK A | MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER | — |
| ANGELO MARK ANTONY | PRESIDENT & MANAGING PARTNER | — |
| BECKMAN MATTHEW JACOB | MANAGING PARTNER; MANAGING PARTNER/LIMITED PARTNER; MEMBER (+1 more) | — |
| GONZALEZ DAVID | GENERAL COUNSEL; GENERAL COUNSEL & MANAGING PARTNER; PARTNER AND GENERAL COUNSEL | — |
| EICKE GERALD CHARLES | MANAGING PARTNER | — |
| GONZALEZ DE COSIO PEDRO NMN | GENERAL COUNSEL; GENERAL COUNSEL & CCO | — |
| ANGELO MARK ANTHONY | MEMBER; PRESIDENT & MANAGING PARTNER; PRESIDENT/MANAGING PARTNER/LIMITED PARTNER | — |
| RILLO TROY JAMES | CCO; PARTNER; SENIOR MANAGING DIRECTOR (+1 more) | — |
| MUNRO ROBERT NMN | CHIEF COMPLIANCE OFFICER/CHIEF OPERATING OFFICER/CHIEF FINANCIAL OFFICER | — |
| ROSSELLI MICHAEL ALBERT | PARTNER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2021-06-15 | regulatory | IN MAY 2022, YORKVILLE ADVISORS GLOBAL, LP SETTLED AN INVESTIGATION BY THE SWISS FEDERAL DEPARTMENT OF FINANCE REGARDING NON-COMPLIANCE WITH CERTAIN SHAREHOLDER DISCLOSURE OBLIGATIONS OF DERIVATIVE HOLDINGS IN THREE SWISS-LISTED COMPANIES. IN THE SETTLEMENT, YORKVILLE ADVISORS GLOBAL AGREED TO A SET… | Final | $83K |
| 2011-03-14 | regulatory | MR. ANGELO AS CHAIRMAN OF YORKVILLE ADVISORS, LLC, THE INVESTMENT MANAGER TO YA GLOBAL INVESTMENTS, L.P. (THE INVESTOR), AND YORKVILLE ADVISORS, LLC WERE FOUND LIABLE AND FINED JOINTLY AND SEVERALLY FOR (I) BREACH OF THE OBLIGATION TO LAUNCH A PUBLIC TENDER OFFER IN THREE DIFFERENT INSTANCES (PURSUA… | Final | $135K |
Hedge Fund: 2 · Private Equity Fund: 1
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|---|---|---|---|---|
| YA II PN, LTD. | Hedge Fund | Cayman Islands | 195 | $856.8M | $1.0M |
| SC-SIGMA GLOBAL PARTNERS, LP | Hedge Fund | Delaware | 2 | $42.0M | $1.0M |
| YORKVILLE VENTURES, LLC | Private Equity Fund | Delaware | 18 | $1.2M | — |