FAIRSCALE CAPITAL, LLC of NASHUA, NH is an SEC-registered investment adviser (CRD 165535). Regulatory assets under management: $207.8M. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Hourly, Fixed, Other.
Clients served: Individuals, High net worth, Other.
| Name | Role | Location |
|---|---|---|
| Jeffrey Norman Williams | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | — |
| Dyllin Lance Moulton | MANAGING MEMBER | — |
| WILLIAMS ANDREW NORMAN | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER; MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | — |
| MOULTON DYLLIN LANCE | MANAGING MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2020-03-30 | regulatory | IN OCTOBER 2021, THE ADVISOR AND JEFFERY WILLIAMS ENTERED INTO A CONSENT AGREEMENT WITH THE NEW HAMPSHIRE BUREAU OF SECURITIES REGULATION ("BUREAU") UNDER WHICH THE ADVISOR AND MR. WILLIAMS AGREED TO CEASE AND DESIST FROM VIOLATING CHAPTER 421-B (THE NEW HAMPSHIRE UNIFORM SECURITIES ACT) AND TO PAY… | Final | $5K |