FILIPPINI INVESTMENT ADVISORY

FILIPPINI INVESTMENT ADVISORY of SANTA BARBARA, CA is an SEC-registered investment adviser (CRD 165943). Regulatory assets under management: $20.6M.

Registration

• CRD: 165943
• Type: Registered investment adviser
• Location: 1203 DE LA VINA ST, SANTA BARBARA, CA, 93101
• Phone: (805) 969-9690
• Latest filing: 2026-01-07
• Regulatory AUM: $20.6M
• Non-discretionary AUM: $20.6M
• Clients: 2
• Accounts: 179

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pooled vehicles, Corporations.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 165943 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search