VEST FINANCIAL LLC of MCLEAN, VA is an SEC-registered investment adviser (CRD 165976). Regulatory assets under management: $51.8B.
Compensation: % of AUM.
Clients served: High net worth, Pooled vehicles, Investment cos, Other.
| Name | Role | Location |
|---|---|---|
| Karan Sood | CHIEF EXECUTIVE OFFICER | — |
| Jeffery Yi-Bing Chang | CHIEF FINANCIAL OFFICER; PRESIDENT | — |
| James Allen Bowen | SOLE SHAREHOLDER | — |
| Jeremy Michael Sperlazza | CHIEF COMPLIANCE OFFICER; CHIEF LEGAL OFFICER; CHIEF COMPLIANCE OFFICER; CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER | — |
| Thomas Nathan Jencks | CHIEF FINANCIAL OFFICER | — |
| Stacy Renee Brice | CHIEF COMPLIANCE OFFICER | — |
| BUBECK KYLE ROGER | CHIEF COMPLIANCE OFFICER | — |
| NEAMTZ JOHN STEVEN | CHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER AND PRESIDENT; MANAGING DIRECTOR (+2 more) | — |
| RUBIN GREGORY SCOTT | MANAGING DIRECTOR | — |
| BOWEN JAMES ALLEN | SOLE SHAREHOLDER | — |
| SOOD KARAN | CHIEF EXECUTIVE OFFICER; MANAGING DIRECTOR; MANAGING DIRECTOR AND CHIEF COMPLIANCE OFFICER (+1 more) | — |
| CHANG JEFFERY YI-BING | CHIEF FINANCIAL OFFICER; DIRECTOR | — |
| KUNG SUNGLIAN WILLIAM | PRESIDENT | — |
| VEGAS ALEJANDRO JOSE | CHIEF COMPLIANCE OFFICER | — |
| VANBRACKLE TONY | MANAGER | — |
| CHANG JEFFERY YIBING | MANAGING DIRECTOR; MANAGING MEMBER | — |
| Delaney John Murphy | CHIEF COMPLIANCE OFFICER | — |
| Sperlazza Jeremy Michael | CHIEF COMPLIANCE OFFICER | — |
| Sonia Emmeline Bui | CHIEF LEGAL OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| — | regulatory | — | — | — |