PINGORA ASSET MANAGEMENT, LLC

PINGORA ASSET MANAGEMENT, LLC of DENVER, CO is an SEC-registered investment adviser (CRD 166257). Regulatory assets under management: $490.0M.

Registration

Officers, owners & control persons (14)

NameRoleLocation
THOMAS MARK ALANCHIEF OPERATING OFFICER
BECKER DAVIDMANAGER OF STERLING CAPITAL PARTNERS IV, LLC; MANAGER OF STERLING CAPITAL PARTNERS IV, LLC AND DIRECTOR OF SP GP AIV CORPORATION
TASLITZ STEVEN MICHAELBOARD MEMBER; MANAGER OF STERLING CAPITAL PARTNERS IV, LLC; MANAGER OF STERLING CAPITAL PARTNERS IV, LLC AND DIRECTOR OF SP GP AIV CORPORATION
HOEHNSARIC RUDOLF CHRISTOPHERMANAGER OF STERLING CAPITAL PARTNERS IV, LLC; MANAGER OF STERLING CAPITAL PARTNERS IV, LLC AND DIRECTOR OF SP GP AIV CORPORATION
EPSTEIN MAURY AVRAMCHIEF COMPLIANCE OFFICER
BECKER DOUGLAS LEEMANAGER OF STERLING CAPITAL PARTNERS IV, LLC; MANAGER OF STERLING CAPITAL PARTNERS IV, LLC AND DIRECTOR OF SP GP AIV CORPORATION
ELFMAN MERRICK M MI ONLYMANAGER OF STERLING CAPITAL PARTNERS IV, LLC; MANAGER OF STERLING CAPITAL PARTNERS IV, LLC AND DIRECTOR OF SP GP AIV CORPORATION
LAU MICHAEL PAGECHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER AND BOARD MEMBER; CHIEF EXECUTIVE OFFICER AND MANAGER
ERTEL DAVIDSHAREHOLDER
HECTOR NANCYSHAREHOLDER
HANKINS MATTHEW WILLIAMBOARD MEMBER
GOLDMAN BRUCE LBOARD MEMBER
WALLACE TODD RICHARDCHIEF FINANCIAL OFFICER; CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER; CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER AND BOARD MEMBER
BENDALIN RONALD M MI ONLYCHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL

Private funds (6)

FundTypeFormedOwnersGross asset valueMin investment
PINGORA MSR JV I-B, LPOther Private Fund2$319.6M$50.0M
PINGORA MSR JV I-A, LPOther Private Fund2$141.6M$50.0M
PINGORA MSR OPPORTUNITY FUND I-B, L.P.Other Private Fund45$6.4M$100K
PINGORA MSR OPPORTUNITY FUND I-B (AI), L.P.Other Private Fund14$1.0M$25K
PINGORA MSR OPPORTUNITY FUND I-A, L.P.Other Private Fund45$332K$100K
PINGORA MSR OPPORTUNITY FUND I-A (AI), L.P.Other Private Fund14$63K$25K

Fund service providers (1)

More on this firm