DRW FINANCIAL

DRW FINANCIAL is an SEC-registered investment adviser (CRD 166271). Regulatory assets under management: $61.5M.

Registration

• CRD: 166271
• Type: Registered investment adviser
• Phone: (423) 380-9203
• Latest filing: 2026-01-15
• Regulatory AUM: $61.5M
• Discretionary AUM: $61.5M
• Clients: 1
• Accounts: 193

Business model

Compensation: % of AUM, Fixed.

Clients served: Individuals, High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 166271 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search