ASHTON THOMAS SECURITIES, LLC of ROCHESTER, NY is an SEC-registered investment adviser (CRD 16629). Regulatory assets under management: $1.9B.
Compensation: % of AUM.
Clients served: Individuals, High net worth, Pensions.
| Name | Role | Location |
|---|---|---|
| Joseph Anthony Lanzisera | PRESIDENT; PRESIDENT AND CHIEF FINANCIAL OFFICER; PRESIDENT, CHIEF COMPLIANCE OFFICER, FINANCIAL & OPERATIONS PRINCIPAL | — |
| Terrence Patrick Britt | VICE PRESIDENT / CHIEF OPERATING OFFICER; VICE PRESIDENT / COO | — |
| Kimberly Johnson | CHIEF COMPLIANCE OFFICER | Rochester, NY |
| LANZISERA JOSEPH ANTHONY | PRESIDENT, CHIEF COMPLIANCE OFFICER, FINANCIAL & OPERATIONS PRINCIPAL | — |
| WIHLEN TAMI ANN | VICE PRESIDENT | — |
| BRITT TERRENCE PATRICK | VICE PRESIDENT / COO | — |
| Zbynek Kozelsky | CHIEF OPERATING OFFICER | — |
| Kevin Kading | CHIEF FINANCIAL OFFICER | — |