ZEPHYR INVESTMENT MANAGEMENT, INC.

ZEPHYR INVESTMENT MANAGEMENT, INC. of WESTLAKE VILLAGE, CA is an SEC-registered investment adviser (CRD 166303). Regulatory assets under management: $242.8M.

Registration

• CRD: 166303
• SEC file number: 801-118365
• Type: Registered investment adviser
• Location: 3625 E. THOUSAND OAKS BLVD., SUITE 145, WESTLAKE VILLAGE, CA, 91362
• Phone: (805) 496-6810
• Latest filing: 2026-03-31
• Regulatory AUM: $242.8M
• Discretionary AUM: $156.2M
• Non-discretionary AUM: $86.7M
• Clients: 6
• Accounts: 687

Business model

Compensation: % of AUM, Hourly.

Clients served: Individuals, High net worth, Pensions, Charities.

Officers, owners & control persons (2)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 166303 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search