CBIZ FINANCIAL SOLUTIONS, INC. of CLEVELAND, OH is an SEC-registered investment adviser (CRD 16678). Regulatory assets under management: $8.9M.
Compensation: % of AUM, Hourly, Fixed, Commissions, Other.
Clients served: Pooled vehicles, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| Edward Howard Bridges | PRINCIPAL FINANCIAL AND OPERATIONS OFFICER | — |
| Christopher Mark Brown | CHIEF COMPLIANCE OFFICER AND EXECUTIVE REPRESENTATIVE | — |
| Nancy Marie Mellard | DIRECTOR | — |
| JACOBSON CURTIS JOHN | COMPLIANCE MANAGER; COMPLIANCE MANAGER, CROP | — |
| PORTER STEPHEN EDWARD | OPERATIONS MANAGER; OPERATIONS MANAGER, SROP; OPERATIONS MANAGER, SROP, CROP | — |
| BAUM LUKE FLAGG | PRESIDENT; PRESIDENT AND CHIEF COMPLIANCE OFFICER; PRESIDENT, CHIEF COMPLIANCE OFFICER | — |
| PUSEY MARK EDWARD | CHIEF COMPLIANCE OFFICER | — |
| BROWN MARK | CHIEF COMPLIANCE OFFICER AND EXECUTIVE REPRESENTATIVE | — |
| LOUTTIT KATHRYN HALE | EXECUTIVE REPRESENTATIVE AND CHIEF COMPLIANCE OFFICER | — |
| BRIDGES KENNETH HOWARD | FIN/OPS PRINCIPAL; PRINCIPAL FINANCIAL AND OPERATIONS OFFICER | — |
| MATHEWS CHRISTOPHER TODD | CHIEF COMPLIANCE OFFICER, FIN/OPS PRINCIPAL, SROP, COMPLIANCE REGISTERED OPTIONS PRINCIPAL; PRESIDENT, CHIEF COMPLIANCE OFFICER, FIN/OPS PRINCIPAL, SROP, COMPLIANCE REGISTERED OPTIONS PRINCIPAL; PRESIDENT, FINANCE AND OPERATIONS PRINCIPAL, SENIOR REGISTERED OPTIONS PRINCIPAL (+1 more) | — |
| MORELLI ROBERT JOSEPH | DIRECTOR | — |
| GARNER ROBERT HENRY | DIRECTOR | — |
| GRISKO JEROME PAUL JR | DIRECTOR; DIRECTOR AND EXECUTIVE VICE PRESIDENT; SOLE MANAGER | — |
| OBYRNE ROBERT AUSTIN | DIRECTOR | — |
| MELLARD NANCY MARIE | DIRECTOR; DIRECTOR AND SECRETARY | — |
| AZZOLINA DAVIS S | TREASURER | — |
| CLINE CARL LARRY | CHIEF COMPLIANCE OFFICER | — |
| O'BYRNE ROBERT A | DIRECTOR | — |
| GEFFERT JOHN JOSEPH | DIRECTOR | — |
| MACKINNON J DOUGLAS | CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 1996-06-03 | regulatory | BGS&G INVESTMENT SERVICES, INC., FAILED TO FILE YEAR-END AUDITED FINANCIAL REPORT FOR 1995 WITH THE COMMONWEALTH OF VIRGINIA. | Final | $250 |
| 1988-03-22 | regulatory | TRANS EFFECT DURING FAILURE TO MAINTAIN REQ NET CAP;FAIL TO FILE TELEGRAPHIC NOTICE;FAIL TO PREPARE OR MAINTAIN A SEP GEN LEDGER;AT TIMES INCORRECTLY COMPUTED NET CAP AND AGGREGATE INDEBTEDNESS;FILED ANNUAL AUDITED REPORT 15 DAYS LATE | Final | $3K |