SEROS FINANCIAL, LLC

SEROS FINANCIAL, LLC of GILBERT, AZ is an SEC-registered investment adviser (CRD 166808). Regulatory assets under management: $359.2M.

Registration

Business model

Compensation: % of AUM, Hourly, Fixed, Performance, Subscription.

Clients served: Individuals, High net worth, Charities, Investment cos.

Officers, owners & control persons (5)

NameRoleLocation
Jeremy Windell SmithMANAGER; MANAGING MEMBER; MEMBER (+1 more)
Sherod Norton BigelowCHIEF COMPLIANCE OFFICER
Shawna M SmithMEMBER; TRUSTEE
SMITH JEREMY WINDELLMANAGING MEMBER
BIGELOW SHEROD NORTONCHIEF COMPLIANCE OFFICER

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