ELM PARTNERS MANAGEMENT LLC
ELM PARTNERS MANAGEMENT LLC of PHILADELPHIA, PA is an SEC-registered investment adviser (CRD 167225). Regulatory assets under management: $3.0B. This firm reports disciplinary history on Form ADV.
Registration
- CRD: 167225
- SEC file number: 801-78018
- Type: Registered investment adviser
- Location: 50 S 16TH ST., FL 18 STE C, PHILADELPHIA, PA, 19102
- Phone: (888) 676-3148
- Latest filing: 2026-03-29
- Regulatory AUM: $3.0B
- Discretionary AUM: $3.0B
- Clients: 8
- Accounts: 905
Business model
Compensation: % of AUM, Fixed.
Clients served: Individuals, High net worth, Investment cos.
Officers, owners & control persons (11)
| Name | Role | Location |
|---|
| Jerry Arch Bell | CHIEF REVENUE OFFICER | — |
| Victor John Haghani | CHIEF INVESTMENT OFFICER | — |
| Celeste Lee Haghani | GRANTOR; MEMBER | — |
| James Woodson White | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | — |
| Andrea Jane Paul | TRUSTEE | — |
| WHITE LAURIE WOODSON | CHIEF EXECUTIVE OFFICER; CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | — |
| HAGHANI VICTOR JOHN | CHIEF INVESTMENT OFFICER; CHIEF INVESTMENT OFFICER AND CHIEF COMPLIANCE OFFICER; MANAGING MEMBER (+3 more) | — |
| HAGHANI CELESTE LEEMA | MEMBER | — |
| HAGHANI CELESTE LEE | MEMBER | — |
| McBride Samantha Joanne | PORTFOLIO MANAGER & CHIEF COMPLIANCE OFFICER | — |
| BELL JERRY ARCH | CHIEF REVENUE OFFICER | — |
Disclosures (8)
| Initiated | Type | Allegations | Status | Amount |
|---|
| 2023-09-11 | regulatory | FAILURE TO COMPLY WITH AMENDMENTS TO ADVISERS ACT RULE 206(4)-1 THAT THE COMMISSION ADOPTED IN DECEMBER 2020 (THE "AMENDED MARKETING RULE"). | Final | $175K |
| 2018-03-13 | regulatory | FAILURE TO FILE FORM PF (REGULATORY ASSETS UNDER MANAGEMENT AND RISK EXPOSURE REPORTING) | Final | $75K |
Private funds (2)
| Fund | Type | Formed | Owners | Gross asset value | Min investment |
|---|
| ELM PARTNERS PORTFOLIO LTD. | Other Private Fund | Cayman Islands | 53 | $297.3M | $1.0M |
| ELM PARTNERS ALL EQUITY PORTFOLIO LTD | Other Private Fund | Cayman Islands | 8 | $58.8M | $1.0M |
Branch offices (2)
| City | State | Employees | Phone |
|---|
| — | — | 1 | (800) 459-7591 |
| — | — | 1 | (800) 459-7591 |
Fund service providers (1)
- administrator: BOLDER FUND SERVICES (CURACAO) N.V. — 2 funds
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