CONCEPTUAL FINANCIAL ADVISORS, LLC

CONCEPTUAL FINANCIAL ADVISORS, LLC of APPLETON, WI is an SEC-registered investment adviser (CRD 167513). Regulatory assets under management: $189.9M.

Registration

• CRD: 167513
• SEC file number: 801-123428
• Type: Registered investment adviser
• Location: 2561 E. CALUMET ST., APPLETON, WI, 54915
• Phone: 920-731-9500
• Latest filing: 2026-01-15
• Regulatory AUM: $189.9M
• Discretionary AUM: $143.2M
• Non-discretionary AUM: $46.8M
• Clients: 4
• Accounts: 778

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pensions, Charities.

Officers, owners & control persons (2)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 167513 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search