QBOX FIDUCIARY SOLUTIONS, LLC of FORT WAYNE, IN is an SEC-registered investment adviser (CRD 167622). Regulatory assets under management: $429.2M.
Compensation: % of AUM, Fixed.
Clients served: High net worth, Pensions, Charities.
| Name | Role | Location |
|---|---|---|
| Mark Christian Kaufman | MEMBER | — |
| Gregory Allen Moerchen | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | — |
| KAUFMAN MARK CHRISTIAN | MEMBER | — |
| MOERCHEN GREGORY ALLEN | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2015-11-17 | regulatory | REGULATOR ALLEGED APPLICANT'S APPLICATION FOR DUAL LICENSURE AS AN INVESTMENT ADVISER REPRESENTATIVE OF QBOX FIDUCIARY SOLUTIONS, LLC, AND REDHAWK WEALTH ADVISORS, INC., WAS DENIED BECAUSE THE APPLICATION WAS MATERIALLY INCOMPLETE. | Final | — |