VCP FINANCIAL LLC of STATEN ISLAND, NY is an SEC-registered investment adviser (CRD 167901). Regulatory assets under management: $142.6M.
Compensation: % of AUM, Hourly.
Clients served: Individuals, High net worth, Pensions, Charities, Other.
| Name | Role | Location |
|---|---|---|
| Danny Zvi Spiegel | MANAGING MEMBER | — |
| Gaurav Chand Lall | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | — |
| Tamir Shabat | MANAGING MEMBER | — |
| PINSON ARON NMN | MANAGING MEMBER - CCO; MANAGING MEMBER, CHIEF INVESTMENT OFFICER | — |
| SHABAT TAMIR NMN | CHIEF COMPLIANCE OFFICER; MANAGING MEMBER; MANAGING MEMBER, CHIEF COMPLIANCE OFFICER (+1 more) | — |
| SPIEGEL DANNY ZVI | MANAGING MEMBER | — |
| LALL GAURAV CHAND | MANAGING MEMBER; MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | — |
| PINSON ARON | MANAGING MEMBER - CCO | — |
| SHABAT TAMIR | SILENT/PASSIVE OWNER | — |
| SPIEGEL DANNY Z | MANAGING MEMBER | — |
| LALL GAURAV | MANAGING MEMBER | — |
| Daniel Spiegel | MANAGING MEMBER | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2025-01-14 | regulatory | THE SECURITIES AND EXCHANGE COMMISSION ("COMMISSION") DEEMS IT APPROPRIATE AND IN THE PUBLIC INTEREST THAT PUBLIC ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS BE, AND HEREBY ARE, INSTITUTED PURSUANT TO SECTIONS 203(E) AND 203(K) OF THE INVESTMENT ADVISERS ACT OF 1940 ("ADVISERS ACT") AGAINST VCP… | Final | $100K |