SOUTHWORTH INVESTMENT MANAGEMENT, LLC

SOUTHWORTH INVESTMENT MANAGEMENT, LLC is an SEC-registered investment adviser (CRD 167926). Regulatory assets under management: $31.9M.

Registration

• CRD: 167926
• Type: Registered investment adviser
• Phone: (216) 536-9416
• Latest filing: 2026-02-09
• Regulatory AUM: $31.9M
• Discretionary AUM: $10.0M
• Non-discretionary AUM: $21.9M
• Clients: 1
• Accounts: 20

Business model

Compensation: % of AUM.

Clients served: High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 167926 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search