ALLIANT RETIREMENT SERVICES, LLC of WAYNE, PA is an SEC-registered investment adviser (CRD 167970). Regulatory assets under management: $7.4B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Fixed, Other.
Clients served: Pensions, Charities, Investment cos.
| Name | Role | Location |
|---|---|---|
| Wendy Michelle Conner | CHIEF COMPLIANCE OFFICER | — |
| James Alan Ian Laschinger | EXEC. VICE PRESIDENT, MANAGER | — |
| John Arthur Cunningham | SENIOR VICE PRESIDENT | — |
| LASCHINGER JAMES ALAN IAN | EXEC. VICE PRESIDENT, MANAGER | — |
| CONNER WENDY MICHELLE | CHIEF COMPLIANCE OFFICER | — |
| CORBETT THOMAS W | CHAIRMAN, CEO & DIRECTOR | — |
| ZIMMER P GREGORY | PRESIDENT, CFO & DIRECTOR; PRESIDENT & DIRECTOR | — |
| HURST RALPH S | SEVP & DIRECTOR | — |
| CORBETT THOMAS WILLIAM | CHAIRMAN, CEO & DIRECTOR | — |
| HURST RALPH STEPHEN | SEVP & DIRECTOR | — |
| CUNNINGHAM JOHN ARTHUR | SENIOR VICE PRESIDENT | — |
| Amit Raj Dogra | MANAGING DIRECTOR, EVP | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2021-12-30 | civil | THE PLAINTIFFS ALLEGE THAT PLAN AND COVERED SERVICE PROVIDERS BREACHED FIDUCIARY DUTY UNDER ERISA, RELATED TO A NUMBER OF FACTORINGS, INCLUDING FEES TO PLAN SERVICE PROVIDERS. | Pending | — |
| 2021-12-23 | civil | THE PLAINTIFFS ALLEGE THAT PLAN AND COVERED SERVICE PROVIDERS BREACHED FIDUCIARY DUTY UNDER ERISA, RELATED TO A NUMBER OF FACTORINGS, INCLUDING FEES TO PLAN SERVICE PROVIDERS. | Pending | — |
| — | regulatory | — | — | — |