BCI SECURITIES, INC. of MIAMI, FL is an SEC-registered investment adviser (CRD 168047). Regulatory assets under management: $402.2M.
Compensation: % of AUM, Fixed.
Clients served: High net worth, Pooled vehicles, Charities, Other.
| Name | Role | Location |
|---|---|---|
| Maria Grisel Vega | DIRECTOR | — |
| Luis Enrique Yarur Rey | SHAREHOLDER | — |
| Juan Alberto Segundo | DIRECTOR | — |
| Juan Carlos Martinez-Lejarza | DIRECTOR | — |
| Teresa Pennet Foxx | DIRECTOR | — |
| Francisco Javier Garcia Nieto | DIRECTOR OF SALES | — |
| Carlos Martin-Donadio | CEO/DIRECTOR | — |
| Maria Eugenia Nodar | FINOP/CFO; FINOP/PFO | — |
| Pamela Snell Groom | CCO | — |
| Nicholas Patrick Salas | INTERIM CCO | — |
| Maria Carolina Rivas Liendo | CHIEF COMPLIANCE OFFICER; AML COMPLIANCE OFFICER | — |
| VINA RAPHAEL ENRIQUE | FINOP/PFO | — |
| NODAR MARIA EUGENIA | FINOP/PFO | — |
| VEGA MARIA GRISEL | DIRECTOR | — |
| YARUR REY LUIS ENRIQUE | SHAREHOLDER | — |
| SEGUNDO JUAN ALBERTO | DIRECTOR | — |
| MARTINEZ-LEJARZA JUAN CARLOS | DIRECTOR | — |
| RIVAS LIENDO MARIA CAROLINA | CHIEF COMPLIANCE OFFICER; AML COMPLIANCE OFFICER | — |
| BARRETT ANDREW QUENTIN | CEO/DIRECTOR | — |
| FOXX TERESA PENNET | CHIEF OPERATING OFFICER; CHIEF OPERATING OFFICER/ DIRECTOR; DIRECTOR | — |
| GARCIA NIETO FRANCISCO JAVIER | DIRECTOR OF SALES | — |
| MARTIN-DONADIO CARLOS | CEO/DIRECTOR | — |
Showing 10 of 15 distinct disclosure events.
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2025-02-11 | regulatory | BANCO DE CREDITO E INVERSIONES GRANTED TWO LOANS TO TWO INDIVIDUALS LISTED IN THE NATIONAL ALIMONY/CHILD SUPPORT DEBTORS REGISTER WITHOUT CONSULTING THE REGISTER AND WITHHOLDING THE ALIMONY/CHILD SUPPORT DEBT AND PAY THE SUM DUE FROM A PORTION UP TO 50% OF THE LOAN. | Final | $2K |
| 2024-11-15 | regulatory | THE BANK FAILED TO COMPLY IN A TIMELY MANNER WITH A SUBPOENA FROM THE PUBLIC PROSECUTOR'S OFFICE IN CHILE REQUESTING BANK RECORDS FOR CERTAIN CLIENTS WHO WERE THE SUBJECT OF THE PUBLIC PROSECUTOR'S INVESTIGATION. | Final | $10K |
| 2023-09-07 | regulatory | ON 09/07/2023, THE CMF FINED A TOTAL OF UF 1,250 (APPROXIMATELY 50,000USD) V. BANCO DE CREDITO E INVERSIONES S.A. (FINE AGAINST BANCO DE CREDITO E INVERSIONES S.A. ONLY IS 12,000 USD), FIVE OTHER MAJOR BANKS, AND ONE CREDIT COOPERATIVE IN CHILE, FOR NOT SUBMITTING BANKING RECORDS REQUIRED FOR INVEST… | Final | $12K |
| 2023-09-07 | regulatory | NOT AVAILABLE. | Final | $200 |
| 2023-08-18 | regulatory | THE CMF IN CHILE ISSUED A FINE AGAINST BCI CORREDOR DE BOLSA FOR ITS FAILURE IN 2021 TO EXECUTE TWO CUSTOMER SALES ORDERS AND MAINTAIN THE RECORDS OF THE ORDERS. | Final | $28K |
| 2023-03-03 | regulatory | NOT AVAILABLE. | Final | $12K |
| 2021-11-01 | regulatory | NOT AVAILABLE. | Final | $17K |
| 2020-01-01 | regulatory | NOT AVAIALBLE. | Final | $32K |
| 2019-06-01 | regulatory | NOT AVAILABLE. | Final | $34K |
| 2019-06-01 | regulatory | NOT AVAILABLE. | Final | $8K |
| City | State | Employees | Phone |
|---|---|---|---|
| MIAMI | FL | 15 | 3054766347 |
| CORAL GABLES | FL | 8 | 3054451941 |
| MIAMI | FL | 4 | 3059295500 |