FINANCIAL ONE, INC. of BOCA RATON, FL is an SEC-registered investment adviser (CRD 168061). Regulatory assets under management: $30.9M.
Compensation: % of AUM.
Clients served: Individuals, High net worth, Pooled vehicles.
| Name | Role | Location |
|---|---|---|
| STAFF MICHAEL THEODORE | MEMBER | — |
| PURCELL JOHN PETER | MEMBER | — |
| FLOOD KEITH OWEN | CHIEF COMPLIANCE OFFICER | — |
| SCHWARTZ HOWARD LESTER | PRESIDENT/CHIEF COMPLIANCE OFFICER | — |