FLOOD KEITH OWEN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. FLOOD KEITH OWEN appears on 52 filing roles across Form ADV (52).
Showing 50 of 52 filing roles.
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | TRU INDEPENDENCE ASSET MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | PORTLAND, OR |
| — | Form ADV | MCADAM LLC | CHIEF COMPLIANCE OFFICER | RADNOR, PA |
| — | Form ADV | NORTHROCK PARTNERS, LLC | CHIEF COMPLIANCE OFFICER | MINNEAPOLIS, MN |
| — | Form ADV | FOURSTAR WEALTH ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | OMNIA FAMILY WEALTH, LLC | CHIEF COMPLIANCE OFFICER | AVENTURA, FL |
| — | Form ADV | FORTITER WEALTH MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | HOUSTON, TX |
| — | Form ADV | PKS ADVISORY SERVICES, LLC | PRESIDENT/CHIEF COMPLIANCE OFFICER | ALBANY, NY |
| — | Form ADV | CENTERLINE WEALTH ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | LOUISVILLE, KY |
| — | Form ADV | FUSION FAMILY WEALTH, LLC | CHIEF COMPLIANCE OFFICER | WOODBURY, NY |
| — | Form ADV | ARBOR TRUST WEALTH ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | ANN ARBOR, MI |
| — | Form ADV | POINT BRIDGE CAPITAL, LLC | CHIEF COMPLIANCE OFFICER | FORT WORTH, TX |
| — | Form ADV | NOVA R WEALTH, INC. | CHIEF COMPLIANCE OFFICER | OVERLAND PARK, KS |
| — | Form ADV | VENTURI PRIVATE WEALTH | CHIEF COMPLIANCE OFFICER | BOISE, ID |
| — | Form ADV | OCEANIQ CAPITAL, LLC | CHIEF COMPLIANCE OFFICER | PALO ALTO, CA |
| — | Form ADV | THE PATTEN GROUP, INC. | CHIEF COMPLIANCE OFFICER | CHATTANOOGA, TN |
| — | Form ADV | OLIVER LUXXE ASSETS LLC | CHIEF COMPLIANCE OFFICER | GLADSTONE, NJ |
| — | Form ADV | PARKSTONE WEALTH MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | ARLINGTON, TX |
| — | Form ADV | ONE WEALTH ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | SAN FRANCISCO, CA |
| — | Form ADV | ALLIANCE WEALTH MANAGEMENT GROUP, LLC | CHIEF COMPLIANCE OFFICER | FLEMINGTON, NJ |
| — | Form ADV | HOLISTIC FINANCIAL PARTNERS, LLC | CHIEF COMPLIANCE OFFICER | INDIANAPOLIS, IN |
| — | Form ADV | CABLE HILL PARTNERS, LLC | CHIEF COMPLIANCE OFFICER | PORTLAND, OR |
| — | Form ADV | VISIONARY WEALTH ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | ST. LOUIS, MO |
| — | Form ADV | CRESCENT GROVE ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | LAKE FOREST, IL |
| — | Form ADV | STREAMSONG ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | GRAND RAPIDS, MI |
| — | Form ADV | KAPLAN WEALTH MANAGEMENT, INC. | CHIEF COMPLIANCE OFFICER | RESTON, VA |
| — | Form ADV | STABILITY FINANCIAL, LLC | CHIEF COMPLIANCE OFFICER | MARRERO, LA |
| — | Form ADV | EASTPORT ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | ANNAPOLIS, MD |
| — | Form ADV | ADVANCED RESEARCH INVESTMENT SOLUTIONS, LLC | CHIEF COMPLIANCE OFFICER | LOS ANGELES, CA |
| — | Form ADV | FINANCIAL ONE, INC. | CHIEF COMPLIANCE OFFICER | BOCA RATON, FL |
| — | Form ADV | LEBENTHAL WEALTH ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | QUADRANT PRIVATE WEALTH, LLC | CHIEF COMPLIANCE OFFICER | BETHLEHEM, PA |
| — | Form ADV | CORIENT CAPITAL PARTNERS, LLC | CHIEF COMPLIANCE OFFICER | NEWPORT BEACH, CA |
| — | Form ADV | SORTINO ADVISORY PARTNERS, LLC | CHIEF COMPLIANCE OFFICER | LOUISVILLE, KY |
| — | Form ADV | AGNES ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | PORTLAND, OR |
| — | Form ADV | CARDAN CAPITAL PARTNERS, LLC | CHIEF COMPLIANCE OFFICER | DENVER, CO |
| — | Form ADV | EDNA ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | ALBANY, NY |
| — | Form ADV | GERDA ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | ALBANY, NY |
| — | Form ADV | HARRIET ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | MOSAIC FAMILY WEALTH, LLC | CHIEF COMPLIANCE OFFICER | ST. LOUIS, MO |
| — | Form ADV | WALLIS ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | ALBANY, NY |
| — | Form ADV | IFM CAPITAL ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | GREENWOOD VILLAGE, CO |
| — | Form ADV | STRONGHOLD FINANCIAL, LLC | CHIEF COMPLIANCE OFFICER | SAN DIEGO, CA |
| — | Form ADV | MAHER CONSULTING SERVICES, LLC | CHIEF COMPLIANCE OFFICER | CARLSBAD, CA |
| — | Form ADV | PORTIA ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | ALBANY, NY |
| — | Form ADV | ILENE ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | ALBANY, NY |
| — | Form ADV | JANE ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | ALBANY, NY |
| — | Form ADV | KARA ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | ALBANY, NY |
| — | Form ADV | LUCILE ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | ALBANY, NY |
| — | Form ADV | MAE ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | ALBANY, NY |
| — | Form ADV | NADINE ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | ALBANY, NY |