APPIAN WAY FINANCIAL LLC

APPIAN WAY FINANCIAL LLC of PASADENA, CA is an SEC-registered investment adviser (CRD 168109). Regulatory assets under management: $142.9M.

Registration

• CRD: 168109
• SEC file number: 801-131263
• Type: Registered investment adviser
• Location: 680 E COLORADO BLVD, STE 180, PASADENA, CA, 91101
• Phone: (626) 210-2660
• Latest filing: 2026-03-23
• Regulatory AUM: $142.9M
• Discretionary AUM: $138.0M
• Non-discretionary AUM: $4.9M
• Clients: 1
• Accounts: 316

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth, Pooled vehicles.

Officers, owners & control persons (2)

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 168109 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search