SVB INVESTMENT SERVICES INC.

SVB INVESTMENT SERVICES INC. of SAN FRANCISCO, CA is an SEC-registered investment adviser (CRD 168116). Regulatory assets under management: $1.5B.

Registration

Officers, owners & control persons (19)

NameRoleLocation
MCCARRON JAMES DENNISCCO, BROKER-DEALER AND PFO AND POO; CCO, BROKER-DEALER/RIA AND PFO AND POO; CHIEF COMPLIANCE OFFICER, BROKER-DEALER
MATTERA RICHARD JOSEPHFINOP, BROKER-DEALER
GRAHAM JULIE ANNDIRECTOR
UTSCHIG JOHN GARYCHIEF COMPLIANCE OFFICER
HUSAIN KAMRAN FOUADDIRECTOR; DIRECTOR, CFO
SCHNITZ JEFFREY NAYLORDIRECTOR; PRESIDENT AND DIRECTOR
LEUNG SHIRLEY JANEDIRECTOR, CIO
CHINA JOHN DIEGODIRECTOR
PIRACHA AMENASECRETARY
Cheung Wendy WAML OFFICER
ALMY MAURA SDIRECTOR
CASE JOHN SCOTTDIRECTOR
LANDES PAMELA GAILCHIEF COMPLIANCE OFFICER; CHIEF COMPLIANCE OFFICER, INVESTMENT ADVISOR
BUTLER YVETTE SADLERDIRECTOR; DIRECTOR/ PRESIDENT AND CEO; DIRECTOR/PRESIDENT & CEO (1/2019) (+1 more)
SIMONS PAUL MICHAELDIRECTOR
DECHELLIS ANTHONY NMNDIRECTOR, PRESIDENT/CEO
CHEONG AMY LAI MUICFO
HON KAREN MSDIRECTOR
SCOGGINS WILLIAMDIRECTOR

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