ALPHATHETA CAPITAL LLC

ALPHATHETA CAPITAL LLC is an SEC-registered investment adviser (CRD 168143). Regulatory assets under management: $3.7M.

Registration

• CRD: 168143
• Type: Registered investment adviser
• Phone: 516-708-3196
• Latest filing: 2026-03-16
• Regulatory AUM: $3.7M
• Discretionary AUM: $3.7M
• Clients: 1
• Accounts: 17

Business model

Compensation: % of AUM, Performance.

Clients served: High net worth, Pooled vehicles.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 168143 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search