FOUNDATION FINANCIAL INC.

FOUNDATION FINANCIAL INC. is an SEC-registered investment adviser (CRD 168147). Regulatory assets under management: $17.5M.

Registration

• CRD: 168147
• Type: Registered investment adviser
• Phone: (203) 916-1528
• Latest filing: 2026-03-16
• Regulatory AUM: $17.5M
• Discretionary AUM: $17.5M
• Clients: 1
• Accounts: 38

Business model

Compensation: % of AUM, Hourly, Fixed.

Clients served: Individuals, High net worth.

More on this firm

• Form ADV Part 2 brochure
• Similar advisers
• Related entities and filings
• This page as markdown (for LLM agents)
• CRD 168147 on SEC IAPD (source of record)
• Search all SEC investment advisers on Adviser Search