COMPASS GROUP MANAGEMENT LLC of WESTPORT, CT is an SEC-registered investment adviser (CRD 168422). Regulatory assets under management: $3.0B. This firm reports disciplinary history on Form ADV.
Compensation: % of AUM, Fixed, Performance.
Clients served: Pooled vehicles, Other.
| Name | Role | Location |
|---|---|---|
| Ryan Thorp | MANAGING MEMBER | Westport, CT |
| David Paul Swanson | MEMBER | — |
| Alan Benjamin Offenberg | MEMBER | — |
| Elias Joseph Sabo | MANAGER AND TRUSTEE OF SABO FAMILY TRUST; TRUSTEE; TRUSTEE OF SABO FAMILY TRUST | — |
| Ihab Joseph Morcos Massoud | MEMBER | — |
| Carrie Wischer Ryan | CHIEF COMPLIANCE OFFICER | — |
| Joseph P Milana | CHIEF ADMINISTRATIVE OFFICER, EXECUTIVE VICE PRESIDENT OF FINANCE | — |
| Zachary Taylor Sawtelle | CHIEF OPERATING OFFICER; MANAGING MEMBER | — |
| Patrick A Maciariello | CHIEF OPERATING OFFICER | — |
| SABO ELIAS J | OWNER | — |
| OFFENBERG ALAN | OWNER | — |
| SWANSON RICHARD PAUL | MEMBER; OWNER | — |
| MASSOUD I JOSEPH | OWNER | — |
| RYAN CARRIE WISCHER | CHIEF COMPLIANCE OFFICER | — |
| OFFENBERG ALAN BENJAMIN | MANAGING MEMBER; MEMBER | — |
| SABO ELIAS JOSEPH | MANAGER AND TRUSTEE OF SABO FAMILY TRUST; MANAGING MEMBER; MEMBER (+1 more) | — |
| MASSOUD IHAB JOSEPH MORCOS | MEMBER | — |
| MACIARIELLO PATRICK A | CHIEF OPERATING OFFICER | — |
| Joseph P. Milana | CHIEF ADMINISTRATIVE OFFICER, EXECUTIVE VICE PRESIDENT OF FINANCE | — |
| Initiated | Type | Allegations | Status | Amount |
|---|---|---|---|---|
| 2025-10-09 | civil | THE CIVIL ACTION IS A PURPORTED STOCKHOLDER DERIVATE ACTION FOR VIOLATION BY DEFENDANTS OF (I) SECTIONS 14(A) OF SECURITIES EXCHANGE ACT OF 1934, AS AMENDED ("EXCHANGE ACT") (II) CONTRIBUTION UNDER SECTION 10(B) AND 21D OF THE EXHCHANGE ACT, AND BREACH OF FIDUCIARY DUTY, AIDING AND ABETTING BREACH O… | Pending | — |
| 2025-09-30 | civil | THE CIVIL ACTION IS A PURPORTED STOCKHOLDER DERIVATE ACTION FOR VIOLATION BY DEFENDANTS OF (I) SECTIONS 10(B) OF SECURITIES EXCHANGE ACT OF 1934, AS AMENDED ("EXCHANGE ACT") & SEC RULE 10B-5 THEREUNDER, (II) SECTION 20(A) OF THE EXCHANGE ACT, (III) SECTION 14(A) OF THE EXCHANGE ACT, AS WELL AS BREAC… | Pending | — |
| 2025-09-12 | civil | THE CIVIL ACTION IS A PURPORTED STOCKHOLDER DERIVATE ACTION FOR VIOLATION BY DEFENDANTS OF (I) SECTIONS 10(B) OF SECURITIES EXCHANGE ACT OF 1934, AS AMENDED ("EXCHANGE ACT") & SEC RULE 10B-5 THEREUNDER, (II) SECTION 20(A) OF THE EXCHANGE ACT, (III) SECTION 14(A) OF THE EXCHANGE ACT, AS WELL AS BREAC… | Pending | — |
| 2025-07-17 | civil | THE CIVIL ACTION IS A PURPORTED STOCKHOLDER DERIVATIVE ACTION FOR BREACH OF FIDUCIARY DUTIES BY THE ADVISORY AFFILIATES AS "DIRECTOR DEFENDANTS" AND/OR "OFFICER DEFENDANTS" AS DEFINED IN THE COMPLAINT AND VIOLATION BY THE DEFENDANTS OF SECTION 14(A) OF SECURITIES EXCHANGE ACT OF 1934, AS AMENDED ("E… | Pending | — |
| 2025-06-25 | civil | THE CIVIL ACTION IS A CLASS ACTION FOR VIOLATIONS OF THE FEDERAL SECURITIES LAWS. THE ALLEGATIONS ARE FOR VIOLATION BY THE DEFENDANTS OF: (I) OF SECTION 10(B) OF SECURITIES EXCHANGE ACT OF 1934, AS AMENDED ("EXCHANGE ACT") AND SEC RULE 10B-5 THEREUNDER, AND (II) SECTION 20(A) OF THE EXCHANGE ACT | Pending | — |
| 2025-06-05 | civil | THE CIVIL ACTION IS A PURPORTED STOCKHOLDER DERIVATIVE ACTION FOR BREACH OF FIDUCIARY DUTIES BY THE ADVISORY AFFILIATES AS "DIRECTOR DEFENDANTS" AND/OR "OFFICER DEFENDANTS" AS DEFINED IN THE COMPLAINT AND VIOLATION BY THE DEFENDANTS OF SECTION 14(A) OF SECURITIES EXCHANGE ACT OF 1934, AS AMENDED ("E… | Pending | — |
| 2025-05-12 | civil | THE CIVIL ACTION IS A CLASS ACTION FOR VIOLATIONS OF THE FEDERAL SECURITIES LAWS. THE ALLEGATIONS ARE FOR VIOLATION BY THE DEFENDANTS OF: (I) OF SECTION 10(B) OF SECURITIES EXCHANGE ACT OF 1934, AS AMENDED ("EXCHANGE ACT") AND SEC RULE 10B-5 THEREUNDER, AND (II) SECTION 20(A) OF THE EXCHANGE ACT | Pending | — |
| 2025-05-09 | civil | THE CIVIL ACTION IS A CLASS ACTION FOR VIOLATIONS OF THE FEDERAL SECURITIES LAWS. THE ALLEGATIONS ARE FOR VIOLATION BY THE DEFENDANTS OF: (I) OF SECTION 10(B) OF SECURITIES EXCHANGE ACT OF 1934, AS AMENDED ("EXCHANGE ACT") AND SEC RULE 10B-5 THEREUNDER, AND (II) SECTION 20(A) OF THE EXCHANGE ACT. | Pending | — |
| City | State | Employees | Phone |
|---|---|---|---|
| COSTA MESA | CA | 8 | 949.333.5033 |